Displaying results 581 - 590 of 1195
… obtained over $300 million in civil monetary penalties in settlements. More recently, the Commission entered into a …
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Release: 5521-08
For Release: July 24, 2008
CFTC Charges Optiver Holding BV, Two Subsidiaries, and High-Ranking Employees with Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts
Defendant Caught on Tape and in Email Saying He Would “Bully” the Market
Washington, DC – The U.S. Commodity…
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… regarding whether the provision applied to intraday settlements as well as end-of-day settlements. In response, the Division advised DCOs that the … meet its obligations and the need for daily mark-to-market settlements. Further, if a DCO were to complete the …
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Opening Statement of Timothy G. Massad, Commission Open Meeting
November 3, 2014
Today we are considering three matters that all involve fine tuning our rules to make sure they work as intended. These are all adjustments to previously issued rules, and they are appropriate to make sure our…
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Keynote Remarks of Commissioner Brian D. Quintenz before the Federal Reserve Bank of Chicago’s Fourth Annual Conference on CCP Risk Management
October 17, 2017
Thank you, Charles, for the kind introduction, to the Federal Reserve Bank of Chicago for inviting me to speak at this year’s Conference on CCP Risk Management, and to all of you for your warm welcome. It’s an honor to be here…
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...Washington, D.C. — The Commodity Futures Trading Commission announced today that it issued an order suspending the registrations of Ted Brent Alexander of Jackson, Mississippi. The CFTC filed a Notice of Intent to Suspend or Modify registration under Section 8a(11) against Alexander on September 2, 2021. [See CFTC Press Release No. 8423-21]. The CFTC action is based on a federal criminal…
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...Washington, D.C. — The Commodity Futures Trading Commission today released the agency’s enforcement results for Fiscal Year 2022 that demonstrates its continued commitment to protecting customers and ensuring market integrity. In FY 2022, the CFTC obtained orders imposing over $2.5 billion in restitution, disgorgement and civil monetary penalties either through settlement or litigation. In the…
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...This past fall, I made a speech in Dubai to highlight what I believe will be a fundamental challenge for financial regulators in the coming years: how do regulators apply or modernize regulatory frameworks in the face of emerging technologies, especially where the functions performed by registered market intermediaries and exchanges may be increasingly performed by computer code or protocols…
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...[Federal Register Volume 86, Number 234 (Thursday, December 9, 2021)]
[Notices]
[Pages 70116-70118]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-26632]
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COMMODITY FUTURES TRADING…
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… of its energy cases and had collected about $25 million in settlements from a couple of companies, and had filed … against another. Since then, the amount collected in settlements has grown to almost $200 million. I recently …
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