Displaying results 581 - 590 of 1186
Keynote Remarks of Commissioner Brian D. Quintenz before the Federal Reserve Bank of Chicago’s Fourth Annual Conference on CCP Risk Management
... Keynote Remarks of Commissioner Brian D. Quintenz before the Federal Reserve Bank of Chicago’s Fourth Annual Conference on CCP Risk Management October 17, 2017 Thank you, Charles, for the kind introduction, to the Federal Reserve Bank of Chicago for inviting me to speak at this year’s Conference on CCP Risk Management, and to all of you for your warm welcome. It’s an honor to be here…
Created on:
Commissioner Brian D. Quintenz Responds to Coin Center’s Thinking on Publishing Code and Regulation
...This past fall, I made a speech in Dubai to highlight what I believe will be a fundamental challenge for financial regulators in the coming years: how do regulators apply or modernize regulatory frameworks in the face of emerging technologies, especially where the functions performed by registered market intermediaries and exchanges may be increasingly performed by computer code or protocols…
Created on:
The Market Risk Advisory Committee to Meet on March 8
... Transcript Washington, D.C. — The Market Risk Advisory Committee (MRAC) will hold a public meeting on Wednesday, March 8 from 9:30 a.m. to 12:30 p.m. (EST) at the CFTC’s Washington, D.C. headquarters. Members of the public will also have the option of attending virtually. Commissioner Kristin N. Johnson is the sponsor of the MRAC. “We enthusiastically welcome MRAC members back to…
Created on:
The Market Risk Advisory Committee to Meet on March 8
...Washington, D.C. — The Market Risk Advisory Committee (MRAC) will hold a public meeting on Wednesday, March 8 from 9:30 a.m. to 12:30 p.m. (EST) at the CFTC’s Washington, D.C. headquarters. Members of the public will also have the option of attending virtually. Commissioner Kristin N. Johnson is the sponsor of the MRAC. “We enthusiastically welcome MRAC members back to the Commission…
Created on:
Address by Chairman James E. Newsome at National Energy Marketers Association, Washington, DC
… of its energy cases and had collected about $25 million in settlements from a couple of companies, and had filed … against another. Since then, the amount collected in settlements has grown to almost $200 million. I recently …
Created on:
2020-27508
...Federal Register, Volume 86 Issue 14 (Monday, January 25, 2021)  [Federal Register Volume 86, Number 14 (Monday, January 25, 2021)] [Rules and Regulations] [Pages 6850-6860] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-27508…
Created on:
Introductory Remarks of Chairman James E. Newsome before the Luncheon Panel Discussion on Single Stock Futures at the MFA Conference in South Beach, Florida
… rules on margin, customer funds protection issues, cash settlements, and trading halts. Perhaps most importantly, …
Created on:
Statement of Commissioner Kristin N. Johnson Regarding CFTC Action Against Retail Forex Ponzi Scheme Targeting Spanish Speakers in Puerto Rico and the Continental United States
...The Commodity Futures Trading Commission (CFTC) last Friday filed a complaint against FX Latino Inc. (FXL), Ramon Salvador Delgado-Gomez (Gomez), FXL Investment PR LLC, JRH Services Inc., Walmy Rivera-Santiago, Infinity Investment and Construction Management Corp., and Hector Javier Santos-Pagan (collectively, Defendants), in the U.S. District Court for the District of Puerto Rico.  The…
Created on:
CFTC Issues Amended Registration Order for Natural Gas Exchange Inc.
... March 21, 2013 CFTC Issues Amended Registration Order for Natural Gas Exchange Inc. Washington, DC — On March 20, 2013, the Commodity Futures Trading Commission…
Created on:
Statement of Dan M. Berkovitz, General Counsel, "A Brief Legislative History of the Regulation of Significant Price Discovery Contracts”
... "A Brief Legislative History of the Regulation of Significant Price Discovery Contracts” Statement of Dan M. Berkovitz, General Counsel on Meeting to Consider Significant Price Discovery Contract Determinations April 27, 2010 This testimony briefly discusses the legislative history…
Created on: