Displaying results 591 - 600 of 1186
Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… banks and brokers with respect to benchmark manipulation settlements. Disruptive Trading In November 2016, the CFTC …
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CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA
... Release: 5302-07 For Release: March 14, 2007 CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA Washington, D.C. – The U.S. Commodity Futures Trading Commission's Office of General Counsel (OGC) confirmed on March 5,…
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Concurring Statement of Commissioner Bart Chilton in the Matter of Panther Energy Trading LLC and Michael J. Coscia
... Concurring Statement of Commissioner Bart Chilton in the Matter of Panther Energy Trading LLC and Michael J. Coscia July 22, 2013 While I concur with the settlement in this matter, and agree wholeheartedly with the civil monetary penalty, disgorgement, findings of violations, undertakings, and…
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CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director
... April 24, 2013 CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director Washington, DC - Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced that Office of International Affairs (OIA) Director Jacqueline H. Mesa is leaving the agency for other pursuits. Chairman Gensler…
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2020-11827
… matching those orders and allowing netting or offsetting settlements--all while forcibly liquidating margin positions …
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Currently Effective Staff Letters
... The Commodity Futures Trading Commission is in the process of implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Staff of the CFTC is in the process of responding to staff no-action letters regarding rules issued under Dodd-Frank. View Dodd-Frank Final Rules and Orders View Dodd-Frank Proposed…
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2023-07029
...[Federal Register Volume 88, Number 65 (Wednesday, April 5, 2023)] [Notices] [Pages 20144-20146] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2023-07029] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Privacy Act of 1974; System of Records AGENCY: Commodity…
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2017-27421
… flash crashes and other market disruptions,\52\ delayed settlements,\53\ alleged spoofing,\54\ hacks,\55\ alleged …
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CFTC Staff Issues Residual Interest Deadline Report
... May 13, 2016 CFTC Staff Issues Residual Interest Deadline Report Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and…
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2011-18663
... Federal Register, Volume 76 Issue 143 (Tuesday, July 26, 2011)[Federal Register Volume 76, Number 143 (Tuesday, July 26, 2011)] [Rules and Regulations] [Pages 44464-44475] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-18663…
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