Displaying results 591 - 600 of 1195
Introductory Remarks of Chairman James E. Newsome before the Luncheon Panel Discussion on Single Stock Futures at the MFA Conference in South Beach, Florida
… rules on margin, customer funds protection issues, cash settlements, and trading halts. Perhaps most importantly, …
Created on:
CFTC Releases Annual Enforcement Results
...Washington, D.C. — The Commodity Futures Trading Commission today released the agency’s enforcement results for Fiscal Year 2022 that demonstrates its continued commitment to protecting customers and ensuring market integrity. In FY 2022, the CFTC obtained orders imposing over $2.5 billion in restitution, disgorgement and civil monetary penalties either through settlement or litigation. In the…
Created on:
Statement of Dan M. Berkovitz, General Counsel, "A Brief Legislative History of the Regulation of Significant Price Discovery Contracts”
... "A Brief Legislative History of the Regulation of Significant Price Discovery Contracts” Statement of Dan M. Berkovitz, General Counsel on Meeting to Consider Significant Price Discovery Contract Determinations April 27, 2010 This testimony briefly discusses the legislative history…
Created on:
CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA
... Release: 5302-07 For Release: March 14, 2007 CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA Washington, D.C. – The U.S. Commodity Futures Trading Commission's Office of General Counsel (OGC) confirmed on March 5,…
Created on:
Concurring Statement of Commissioner Bart Chilton in the Matter of Panther Energy Trading LLC and Michael J. Coscia
... Concurring Statement of Commissioner Bart Chilton in the Matter of Panther Energy Trading LLC and Michael J. Coscia July 22, 2013 While I concur with the settlement in this matter, and agree wholeheartedly with the civil monetary penalty, disgorgement, findings of violations, undertakings, and…
Created on:
CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director
... April 24, 2013 CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director Washington, DC - Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced that Office of International Affairs (OIA) Director Jacqueline H. Mesa is leaving the agency for other pursuits. Chairman Gensler…
Created on:
CFTC Staff Issues Residual Interest Deadline Report
... May 13, 2016 CFTC Staff Issues Residual Interest Deadline Report Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and…
Created on:
Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… banks and brokers with respect to benchmark manipulation settlements. Disruptive Trading In November 2016, the CFTC …
Created on:
2020-27508
...Federal Register, Volume 86 Issue 14 (Monday, January 25, 2021)  [Federal Register Volume 86, Number 14 (Monday, January 25, 2021)] [Rules and Regulations] [Pages 6850-6860] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-27508…
Created on:
CFTC Releases Rule Enforcement Review of ICE Futures US
... December 18, 2012 CFTC Releases Rule Enforcement Review of ICE Futures US Washington, DC – The Commodity Futures Trading Commission (Commission) has notified ICE…
Created on: