Displaying results 61 - 70 of 1195
2024-24388
...[Federal Register Volume 89, Number 216 (Thursday, November 7, 2024)] [Rules and Regulations] [Pages 88594-88629] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2024-24388] [[Page 88593]] Vol. 89 Thursday, No. 216 November 7, 2024 Part IV Commodity Futures Trading Commission…
Created on:
CFTC Files Enforcement Action Against First Capital Strategists of York, Pennsylvania, and the Four Partners of the Firm and Simultaneously Accepts Respondents' Settlement Offer
Created on:
CFTC FINDS THAT NORMAN EISLER MANIPULATED SETTLEMENT PRICES; Norman Eisler and First West Trading, Inc. to Pay Civil Penalty of $4.9 Million
Created on:
Commodity Futures Trading Commission Files Federal Action Against Florida Man For Providing False Information Related to His $6.8 Million Settlement With the Commission
Created on:
CFTC FINDS CAPITAL INSIGHT BROKERAGE, INC. STATUTORILY DISQUALIFIED FROM REGISTRATION AND ISSUES ORDER ACCEPTING OFFER OF SETTLEMENT AND REVOKING CAPITAL INSIGHT’S REGISTRATION
Created on:
CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996
Created on:
CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration
Created on:
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Providing Relief Surrounding Certain Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days
... May 2, 2013 CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Providing Relief Surrounding Certain Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days Washington, DC – The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
Created on:
CFTC ACCEPTS SETTLEMENT OFFERS OF TODD ALAN THOMAS AND WELLINGTON FINANCIAL GROUP, INC. IN CONNECTION WITH THE FRAUDULENT SOLICITATION OF CUSTOMERS; CFTC Order Accepting Settlement Offers Finds That Thomas and Wellington Committed Fraud In Soliciting Customers To Trade Commodity Future Options, Revokes Their Registrations, and Prohibits Them From Trading; Thomas Is Required to Pay $1.9 Million in Restitution to Defrauded Customers
Created on:
CFTC Files Anti-Fraud Enforcement Action Against Willy Kerzinger of Michigan and Simultaneously Accepts Settlement Barring him from the Industry and Requiring him to Pay Disgorgement
Created on: