Displaying results 601 - 610 of 1195
2017-27421
… flash crashes and other market disruptions,\52\ delayed settlements,\53\ alleged spoofing,\54\ hacks,\55\ alleged …
Created on:
Symbols, Cymbals and Systems - A Culture Shift Conversation
… the colonies for goodness sakes) agreed to enter into settlements for doing comparable things. The banks include …
Created on:
2011-18663
... Federal Register, Volume 76 Issue 143 (Tuesday, July 26, 2011)[Federal Register Volume 76, Number 143 (Tuesday, July 26, 2011)] [Rules and Regulations] [Pages 44464-44475] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-18663…
Created on:
2020-11827
… matching those orders and allowing netting or offsetting settlements--all while forcibly liquidating margin positions …
Created on:
CFTC Releases Rule Enforcement Review of ICE Futures US
... December 18, 2012 CFTC Releases Rule Enforcement Review of ICE Futures US Washington, DC – The Commodity Futures Trading Commission (Commission) has notified ICE…
Created on:
Keynote Remarks of CFTC Commissioner Rostin Behnam at the Federal Reserve Bank of Chicago’s Fifth Annual Conference on CCP Risk Management, Chicago, Illinois
… . [18] Bank for International Settlements, Revisions to the Basel III Leverage Ratio …
Created on:
Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference
... Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference “Ensuring the Promise of a Centrally Cleared, Global Swaps Market: Next Steps” December 4, 2014 Thank you for that kind introduction, and my thanks as well to the Futures Industry Association for…
Created on:
“Sin-Orgy and Energy”
… Oh, by way, somewhere around 13 banks agreed to enter into settlements for doing comparable things. Merrill Lynch, …
Created on:
Testimony before the U.S. Senate Permanent Subcommittee on Investigations
... Testimony of Chairman Gary Gensler Commodity Futures Trading Commission Before the U.S. Senate Permanent Subcommittee on Investigations July 21, 2009 Chairman Levin, Ranking Member Coburn, Members of the Subcommittee, thank you for the invitation to testify before the Permanent Subcommittee on…
Created on:
CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant
... September 9, 2014 CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its…
Created on: