Displaying results 601 - 610 of 1186
Symbols, Cymbals and Systems - A Culture Shift Conversation
… the colonies for goodness sakes) agreed to enter into settlements for doing comparable things. The banks include …
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Keynote Remarks of CFTC Commissioner Rostin Behnam at the Federal Reserve Bank of Chicago’s Fifth Annual Conference on CCP Risk Management, Chicago, Illinois
… . [18] Bank for International Settlements, Revisions to the Basel III Leverage Ratio …
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CFTC Releases Rule Enforcement Review of ICE Futures US
... December 18, 2012 CFTC Releases Rule Enforcement Review of ICE Futures US Washington, DC – The Commodity Futures Trading Commission (Commission) has notified ICE…
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Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference
... Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference “Ensuring the Promise of a Centrally Cleared, Global Swaps Market: Next Steps” December 4, 2014 Thank you for that kind introduction, and my thanks as well to the Futures Industry Association for…
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“Sin-Orgy and Energy”
… Oh, by way, somewhere around 13 banks agreed to enter into settlements for doing comparable things. Merrill Lynch, …
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Testimony before the U.S. Senate Permanent Subcommittee on Investigations
... Testimony of Chairman Gary Gensler Commodity Futures Trading Commission Before the U.S. Senate Permanent Subcommittee on Investigations July 21, 2009 Chairman Levin, Ranking Member Coburn, Members of the Subcommittee, thank you for the invitation to testify before the Permanent Subcommittee on…
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CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant
... September 9, 2014 CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its…
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Remarks of Chairman J. Christopher Giancarlo to the ABA Derivatives and Futures Section Conference
...Remarks of Chairman J. Christopher Giancarlo to the ABA Derivatives and Futures Section Conference, Naples, Florida January 19, 2018 Introduction Thank you. Good afternoon. I’d like to recognize my fellow Commissioners Behnam and Quintenz, and the CFTC staff who are at this conference. They are formidable, knowledgeable public servants. I am proud to work with them. Their ideas…
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2020-21306
… of clearing services to U.S. clearing members; and whether settlements at the DCO are primarily denominated in U.S. … DCO Core Principle E requires a DCO to: (1) Complete money settlements on a timely basis, but not less frequently than … exposure to settlement bank risks; (3) ensure that money settlements are final when effected; (4) maintain an …
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CFTC Releases Annual Enforcement Results for Fiscal Year 2015
... November 6, 2015 CFTC Releases Annual Enforcement Results for Fiscal Year 2015 Agency Filed 69 Enforcement Cases and Achieved a Record $3.14 Billion in Civil Monetary Penalties Ordered Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today released the agency’s enforcement results for fiscal year (FY) 2015, which included a record $3.144 billion in…
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