Displaying results 611 - 620 of 1186
Enforcement Director Aitan Goelman to Leave CFTC
… international resolutions, like its November 12, 2014 settlements for over $1.4 billion with five international … and individuals around the world. On the same day, settlements with the same defendants were announced by …
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2016-13055
… public interest by bolstering a SIDCO's ability to conduct settlements with a high degree of confidence under a wide …
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Velocity Futures, LLC Agrees to Pay a $300,000 Penalty to Settle Charges that It Failed to Comply with Its Minimum Financial Requirements
... August 26, 2013 Velocity Futures, LLC Agrees to Pay a $300,000 Penalty to Settle Charges that It Failed to Comply with Its Minimum Financial Requirements …
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Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices
... July 19, 2011 Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices CFTC…
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Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices
... Release: 5692-09 For Release: August 12, 2009 Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices Amaranth Advisors, L.L.C. and Amaranth Advisors (Calgary) ULC settle CFTC charges of attempted manipulation of natural gas futures prices on the…
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“Twists and Turns in Tradium”
... “Twists and Turns in Tradium” Keynote Address of Commissioner Bart Chilton Before the Joint Annual Meeting of the Independent Connecticut Petroleum Association and Education Foundation, Oil Heat Institute, Inc. of Rhode Island, Mashantucket, CT September 13, 2012 Introduction: Two…
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Testimony of Dan Berkovitz, General Counsel
... Written Testimony of Dan M. Berkovitz, General Counsel U.S. Commodity Futures Trading Commission Hearing to Review Proposals to Establish Exchanges Trading "Movie Futures" Before the Subcommittee on General Farm Commodities and Risk Management House Committee on Agriculture April 22, 2010…
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Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
...Introduction Good morning and welcome to the first Market Risk Advisory Committee (MRAC) meeting of 2022.  It is an honor to sponsor this Committee.  The work of the MRAC and the other Commodity Futures Trading Commission (CFTC or Commission) Advisory Committees is critical to the development of the CFTC’s regulations and policies, industry best practice standards, and registrants…
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CFTC’s Agricultural Advisory Committee to Meet July 29, 2008
... Release: 5522-08 For Release: July 24, 2008 CFTC’s Agricultural Advisory Committee to Meet July 29, 2008 Committee to Discuss Futures and Cash Markets Price Convergence, Agricultural Swaps, Settlement Prices, the Role of Margin, and Credit Issues Washington, DC – The Commodity Futures Trading Commission (CFTC or…
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Dissenting Statement of Commissioner Dan M. Berkovitz
...Dissenting Statement of Commissioner Dan M. Berkovitz In re Tower Research Capital LLC: Waiver of SEC “Bad Actor” Disqualifications November 7, 2019 I dissent from the Commission’s approval of the administrative settlement with Tower Research Capital LLC (“Tower”).  While I agree with the substantial remedial sanctions the CFTC is imposing on Tower, I do not support the…
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