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Remarks of Chairman J. Christopher Giancarlo to the ABA Derivatives and Futures Section Conference
...Remarks of Chairman J. Christopher Giancarlo to the ABA Derivatives and Futures Section Conference, Naples, Florida January 19, 2018 Introduction Thank you. Good afternoon. I’d like to recognize my fellow Commissioners Behnam and Quintenz, and the CFTC staff who are at this conference. They are formidable, knowledgeable public servants. I am proud to work with them. Their ideas…
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Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices
... Release: 5692-09 For Release: August 12, 2009 Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices Amaranth Advisors, L.L.C. and Amaranth Advisors (Calgary) ULC settle CFTC charges of attempted manipulation of natural gas futures prices on the…
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Velocity Futures, LLC Agrees to Pay a $300,000 Penalty to Settle Charges that It Failed to Comply with Its Minimum Financial Requirements
... August 26, 2013 Velocity Futures, LLC Agrees to Pay a $300,000 Penalty to Settle Charges that It Failed to Comply with Its Minimum Financial Requirements …
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Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices
... July 19, 2011 Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices CFTC…
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Enforcement Director Aitan Goelman to Leave CFTC
… international resolutions, like its November 12, 2014 settlements for over $1.4 billion with five international … and individuals around the world. On the same day, settlements with the same defendants were announced by …
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2016-13055
… public interest by bolstering a SIDCO's ability to conduct settlements with a high degree of confidence under a wide …
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2020-21306
… of clearing services to U.S. clearing members; and whether settlements at the DCO are primarily denominated in U.S. … DCO Core Principle E requires a DCO to: (1) Complete money settlements on a timely basis, but not less frequently than … exposure to settlement bank risks; (3) ensure that money settlements are final when effected; (4) maintain an …
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CFTC’s Agricultural Advisory Committee to Meet July 29, 2008
... Release: 5522-08 For Release: July 24, 2008 CFTC’s Agricultural Advisory Committee to Meet July 29, 2008 Committee to Discuss Futures and Cash Markets Price Convergence, Agricultural Swaps, Settlement Prices, the Role of Margin, and Credit Issues Washington, DC – The Commodity Futures Trading Commission (CFTC or…
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“Twists and Turns in Tradium”
... “Twists and Turns in Tradium” Keynote Address of Commissioner Bart Chilton Before the Joint Annual Meeting of the Independent Connecticut Petroleum Association and Education Foundation, Oil Heat Institute, Inc. of Rhode Island, Mashantucket, CT September 13, 2012 Introduction: Two…
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Testimony of Dan Berkovitz, General Counsel
... Written Testimony of Dan M. Berkovitz, General Counsel U.S. Commodity Futures Trading Commission Hearing to Review Proposals to Establish Exchanges Trading "Movie Futures" Before the Subcommittee on General Farm Commodities and Risk Management House Committee on Agriculture April 22, 2010…
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