Displaying results 641 - 650 of 1186
Statement of Commissioner Mark Wetjen before the Global Markets Advisory Committee Open Meeting
... Statement of Commissioner Mark Wetjen before the Global Markets Advisory Committee Open Meeting October 9, 2014 Thank you everyone for being here today. We have a couple of interesting topics to discuss here today, both related to currency and derivatives under the CFTC’s jurisdiction. Let…
Created on:
CFTC Charges Archegos Capital Management and Three Employees with Scheme to Defraud Resulting in Swap Counterparty Losses Over $10 Billion
… Archegos Fund’s financial state.  Tomita and Becker Settlements The CFTC’s orders for Tomita and Becker find …
Created on:
“The Observer Effect”
... “The Observer Effect” Commissioner Bart Chilton’s Speech to Risk USA 2012, New York, NY November 14, 2012 Introduction Good morning! It’s good to be with you today. Thank you for the kind invitation. Let’s do something a little unconventional this morning. Let’s talk…
Created on:
External Meetings: Definitions Meeting with Next Era Energy
...Next Era elaborated on points in its comment letter dated February 22, 2011 (Comment No. 27816).  Next Era described its offer of swaps to customers in conjunction with its offer of electric power.  In summary, a customer may have a choice between purchasing power from Next Era or purchasing power on the market at a floating price and entering into a fixed/floating swap with Next Era where…
Created on:
CFTC Awards Nearly $200 Million to a Whistleblower
...Washington, D.C. — The Commodity Futures Trading Commission today announced an award of nearly $200 million to a whistleblower whose specific, credible, and timely original information significantly contributed to an already open investigation and led to a successful enforcement action, as well as to the success of two related actions, by a U.S. federal regulator and a foreign regulator.…
Created on:
Testimony of Commissioner Mark Wetjen before the U.S. House Committee on Agriculture Subcommittee on Commodity Exchanges, Energy, and Credit Subcommittee
... Testimony of Commissioner Mark Wetjen before the U.S. House Committee on Agriculture Subcommittee on Commodity Exchanges, Energy, and Credit Subcommittee April 14, 2015 Washington, D.C. – Good morning Chairman Scott, Ranking Member Scott, and members of the subcommittee. I would like to thank…
Created on:
Remarks of CFTC Chairman J. Christopher Giancarlo to the ISDA Regulators and Industry Forum, Singapore
... Remarks of CFTC Chairman J. Christopher Giancarlo to the ISDA Regulators and Industry Forum, Singapore “Optimizing Swaps Trading and Clearing for Our Economic Aspirations” November 13, 2017 Introduction Good morning. It’s great to be here with you in Singapore. I am in the midst of a trip through Asia to visit with my regulatory counterparts and derivatives market…
Created on:
Derivatives Clearing Organizations
...The Commodity Futures Trading Commission (Commission) adopted final regulations to implement certain provisions of Title VII and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act governing derivatives clearing organization (DCO) activities. The regulations establish the regulatory standards for compliance with DCO Core Principles A (Compliance), B (Financial Resources…
Created on:
Joint Meeting on Harmonization of Regulation, CFTC Headquarters
... Transcript Joint Meeting on harmonization of Regulation CFTC Headquarters September 2, 2009 View archived webcast. News Releases: • CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization, September 1, 2009 • CFTC/SEC to Hold Joint Meetings on Regulation Harmonization, August 20, 2009 Opening Statements by Commissioners: • Chairman Gary…
Created on:
2023-07028
...[Federal Register Volume 88, Number 65 (Wednesday, April 5, 2023)] [Notices] [Pages 20141-20144] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2023-07028] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
Created on: