Displaying results 651 - 660 of 1186
Address by Commissioner James E. Newsome before the Committee on Agriculture, U.S. House of Representatives
...Address by Commissioner James E. Newsome before the Committee on Agriculture, U.S. House of Representatives  November 6, 2003 Thank you Chairman Goodlatte and members of the Committee. I appreciate the opportunity to testify before you today on behalf of the Commission regarding the application filed by U.S. Futures Exchange, L.L.C. (“U.S. Futures Exchange” or “Exchange”) to become…
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2011-24124
... Federal Register, Volume 76 Issue 182 (Tuesday, September 20, 2011)[Federal Register Volume 76, Number 182 (Tuesday, September 20, 2011)] [Proposed Rules] [Pages 58186-58197] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2011-24124…
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Written Testimony of Chairman J. Christopher Giancarlo before the U.S. Senate Agriculture, Nutrition, and Forestry Committee
… banks and brokers with respect to benchmark manipulation settlements. Disruptive Trading In November 2016, the CFTC …
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Derivatives Clearing Organizations
...The Commodity Futures Trading Commission (Commission) adopted final regulations to implement certain provisions of Title VII and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act governing derivatives clearing organization (DCO) activities. The regulations establish the regulatory standards for compliance with DCO Core Principles A (Compliance), B (Financial Resources…
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2012-18003
…     \51\ See, e.g., ``Life Settlements Task Force, Staff Report to  the United States … have considered or instituted a trading platform  for life settlements.''), available at http://www.sec.gov/news/studies/2010/lifesettlements-report.pdf (July 22, 2010).     \52\ See, e.g., …
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Address by Chairman James E. Newsome before the Futures Industry Association/Futures Option Association, International Derivatives Conference
...Address by Chairman James E. Newsome before the Futures Industry Association/Futures Option Association, International Derivatives Conference June 10, 2003          Thank you, John. And thanks to Roy Leighton and Anthony Belchambers, as well. It is an honor to be with you again today. There are several issues I’d like to discuss this morning…
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PLI White Collar Crime 2023 Keynote Speech of Enforcement Director Ian McGinley: “Enforcement by Enforcement: The CFTC’s Actions in the Derivatives Markets for Digital Assets”
… Behnam’s leadership.  Indeed, just last week we announced settlements with three DeFi platforms offering unregulated …
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CFTC Releases Enforcement Division’s Annual Results
... October 5, 2012 CFTC Releases Enforcement Division’s Annual Results Agency filed 102 enforcement actions, the highest number of cases ever for the CFTC in one year…
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U.S. Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades
... Release: 5292-07 For Release: February 15, 2007 United States Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades NRG Agrees to Pay a $2 Million Civil Monetary Penalty Washington, D.C. — The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the District of Minnesota…
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Statement of Commissioner Kristin N. Johnson Regarding the Final Rule to Modify Interest Rate Swap Clearing Requirements for the Transition from LIBOR and Other IBORs to Alternative Reference Rates
...In the fall of 2008, global financial markets reeled as evidence emerged indicating that market participants failed to effectively manage risks in the then-unregulated $400 trillion (notional) swaps market.  The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) directed the Commodity Futures Trading Commission (Commission) to develop and implement formal rules,…
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