Displaying results 651 - 660 of 1186
...Address by Commissioner James E. Newsome before the Committee on Agriculture, U.S. House of Representatives
November 6, 2003
Thank you Chairman Goodlatte and members of the Committee. I appreciate the opportunity to testify before you today on behalf of the Commission regarding the application filed by U.S. Futures Exchange, L.L.C. (“U.S. Futures Exchange” or “Exchange”) to become…
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Federal Register, Volume 76 Issue 182 (Tuesday, September 20, 2011)[Federal Register Volume 76, Number 182 (Tuesday, September 20, 2011)]
[Proposed Rules]
[Pages 58186-58197]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-24124…
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… banks and brokers with respect to benchmark manipulation settlements. Disruptive Trading In November 2016, the CFTC …
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...The Commodity Futures Trading Commission (Commission) adopted final regulations to implement certain provisions of Title VII and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act governing derivatives clearing organization (DCO) activities. The regulations establish the regulatory standards for compliance with DCO Core Principles A (Compliance), B (Financial Resources…
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… \51\ See, e.g., ``Life Settlements Task Force, Staff Report to the United States … have considered or instituted a trading platform for life settlements.''), available at http://www.sec.gov/news/studies/2010/lifesettlements-report.pdf (July 22, 2010). \52\ See, e.g., …
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...Address by Chairman James E. Newsome before the Futures Industry Association/Futures Option Association, International Derivatives Conference
June 10, 2003
Thank you, John. And thanks to Roy Leighton and Anthony Belchambers, as well. It is an honor to be with you again today. There are several issues I’d like to discuss this morning…
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… Behnam’s leadership. Indeed, just last week we announced settlements with three DeFi platforms offering unregulated …
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October 5, 2012
CFTC Releases Enforcement Division’s Annual Results
Agency filed 102 enforcement actions, the highest number of cases ever for the CFTC in one year…
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Release: 5292-07
For Release: February 15, 2007
United States Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades
NRG Agrees to Pay a $2 Million Civil Monetary Penalty
Washington, D.C. — The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the District of Minnesota…
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...In the fall of 2008, global financial markets reeled as evidence emerged indicating that market participants failed to effectively manage risks in the then-unregulated $400 trillion (notional) swaps market. The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) directed the Commodity Futures Trading Commission (Commission) to develop and implement formal rules,…
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