Displaying results 681 - 690 of 1186
...[Federal Register Volume 85, Number 227 (Tuesday, November 24, 2020)] [Rules and Regulations] [Pages 75112-75147] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-24353]   [[Page 75111]] Vol. 85 Tuesday, No. 227 November 24, 2020 Part II     Commodity Futures Trading Commission  …
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... Written Testimony of Acting Chairman Walter Lukken and Commissioner Michael Dunn, Commodity Futures Trading Commission, before the Permanent Subcommittee on Investigations Committee on Homeland Security and Governmental Affairs – United States Senate July 9, 2007 Thank you, Mr. Chairman and…
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...Introduction Good morning.  It’s a pleasure to be here for the first Global Markets Advisory Committee (“GMAC”) under Commissioner Pham’s sponsorship.  The work of the Commodity Futures Trading Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices.  I’m sincerely looking forward to GMAC’s…
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… and Systemic Linkages Group, the Bank for International Settlements, the Committee on the Global Financial System, … and Systemic Linkages Group, the Bank for International Settlements, the Committee on the Global Financial System, …
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...Federal Register, Volume 85 Issue 184 (Tuesday, September 22, 2020)  [Federal Register Volume 85, Number 184 (Tuesday, September 22, 2020)] [Proposed Rules] [Pages 59470-59480] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-18222]   [[Page 59470…
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… of increased trust and transparency. The potential for settlements, the tokenization of collateral, and risk …
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... Special Address of CFTC Commissioner J. Christopher Giancarlo Before the Depository Trust & Clearing Corporation 2016 Blockchain Symposium Regulators and the Blockchain: First, Do No Harm March 29, 2016 Introduction Good afternoon, ladies and gentlemen. Thank you for your warm welcome. It is a pleasure to be here with you today. Before I begin, let me say that my…
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... May 25, 2016 CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates Today’s Action Is the CFTC’s Second Enforcement Action for the Attempted Manipulation and False Reporting of ISDAFIX Benchmark Rates Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing…
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... May 20, 2015 CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates CFTC Also Took Action Today Against Barclays for Abuses of Foreign Exchange Benchmark Rates Barclays Has Now Been Subject to Three CFTC Enforcement Actions for Benchmark Rate Abuses (ISDAFIX, FX, and LIBOR) Imposing a…
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...Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC November 7, 2019   I respectfully concur as to the Commission’s determination today to accept an Offer of Settlement with Tower Research Capital LLC (“Tower”) and issue an order (the “Consent Order”) finding, among other things, that Tower engaged in a manipulative and deceptive spoofing scheme…
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