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Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC
...Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC November 7, 2019   I respectfully concur as to the Commission’s determination today to accept an Offer of Settlement with Tower Research Capital LLC (“Tower”) and issue an order (the “Consent Order”) finding, among other things, that Tower engaged in a manipulative and deceptive spoofing scheme…
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CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
... May 25, 2016 CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates Today’s Action Is the CFTC’s Second Enforcement Action for the Attempted Manipulation and False Reporting of ISDAFIX Benchmark Rates Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing…
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CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
... May 20, 2015 CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates CFTC Also Took Action Today Against Barclays for Abuses of Foreign Exchange Benchmark Rates Barclays Has Now Been Subject to Three CFTC Enforcement Actions for Benchmark Rate Abuses (ISDAFIX, FX, and LIBOR) Imposing a…
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2016-19210
… by  bolstering a Designated FMU's ability to conduct settlements with a  high degree of confidence under a wide …
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NYMEX and Two Former Employees to Pay $4 Million for Disclosing Material Non-Public Information
...Washington, D.C. — The Commodity Futures Trading Commission today announced that the Honorable Vernon S. Broderick of the U.S. District Court for the Southern District of New York entered a consent order resolving CFTC charges against the New York Mercantile Exchange (NYMEX) and former employees William Byrnes and Christopher Curtin for the employees’ repeated disclosure of material non-public…
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2012-5317
… \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at … \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at …
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2015-32320-1
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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2015-32320
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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2015-32320-1
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
Created on:
2015-32320
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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