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2020-24353
...[Federal Register Volume 85, Number 227 (Tuesday, November 24, 2020)] [Rules and Regulations] [Pages 75112-75147] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-24353]   [[Page 75111]] Vol. 85 Tuesday, No. 227 November 24, 2020 Part II     Commodity Futures Trading Commission  …
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2020-18222
...Federal Register, Volume 85 Issue 184 (Tuesday, September 22, 2020)  [Federal Register Volume 85, Number 184 (Tuesday, September 22, 2020)] [Proposed Rules] [Pages 59470-59480] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-18222]   [[Page 59470…
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CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
... May 25, 2016 CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates Today’s Action Is the CFTC’s Second Enforcement Action for the Attempted Manipulation and False Reporting of ISDAFIX Benchmark Rates Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing…
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CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates
... May 20, 2015 CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates CFTC Also Took Action Today Against Barclays for Abuses of Foreign Exchange Benchmark Rates Barclays Has Now Been Subject to Three CFTC Enforcement Actions for Benchmark Rate Abuses (ISDAFIX, FX, and LIBOR) Imposing a…
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Special Address of CFTC Commissioner J. Christopher Giancarlo Before the Depository Trust & Clearing Corporation 2016 Blockchain Symposium
... Special Address of CFTC Commissioner J. Christopher Giancarlo Before the Depository Trust & Clearing Corporation 2016 Blockchain Symposium Regulators and the Blockchain: First, Do No Harm March 29, 2016 Introduction Good afternoon, ladies and gentlemen. Thank you for your warm welcome. It is a pleasure to be here with you today. Before I begin, let me say that my…
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Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements
… . [9] See Bank for International Settlements “OTC derivatives statistics at end-June 2022” …
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Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC
...Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC November 7, 2019   I respectfully concur as to the Commission’s determination today to accept an Offer of Settlement with Tower Research Capital LLC (“Tower”) and issue an order (the “Consent Order”) finding, among other things, that Tower engaged in a manipulative and deceptive spoofing scheme…
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External Meetings: Meeting with Bank of France
… Same concern was expressed for Bank of International Settlements (BIS) regarding the clearing requirement. … …
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2015-12346
… 35.47(b).     \119\ See 17 CFR 39.14(b) (requiring daily settlements).     \120\ FERC Original Order 741 at 65946.   … requirements that a DCO (a) have the ability to complete settlements on  a timely basis under varying circumstances, … records concerning the flow of funds involved in the  settlements by market participants.\220\ While this approach …
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Looking Out for American Families and Little League Sponsors
...I am grateful to the ABA Derivatives and Futures Law Committee and its members for giving me such a warm welcome over the last six months.  The last time I spoke to a room full of derivatives lawyers in April, some said that it was interesting to talk a bit about crypto, but they were most interested in my views about Commodity Futures Trading Commission’s (“CFTC”) regulation of…
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