Displaying results 701 - 710 of 1195
External Meetings: Meeting with Bank of France
… Same concern was expressed for Bank of International Settlements (BIS) regarding the clearing requirement. … …
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2012-5317
… \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at … \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at …
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2015-32320-1
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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2015-32320
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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2015-32320-1
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
Created on:
2015-32320
… development banks,\53\ the Bank for International Settlements, captive finance companies,\54\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international … basis.\202\ As an example, the Bank for International Settlements regularly publishes data on the outstanding …
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NYMEX and Two Former Employees to Pay $4 Million for Disclosing Material Non-Public Information
...Washington, D.C. — The Commodity Futures Trading Commission today announced that the Honorable Vernon S. Broderick of the U.S. District Court for the Southern District of New York entered a consent order resolving CFTC charges against the New York Mercantile Exchange (NYMEX) and former employees William Byrnes and Christopher Curtin for the employees’ repeated disclosure of material non-public…
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Opening Statement of Commissioner Kristin N. Johnson Regarding Global Markets Advisory Committee
...Introduction Good morning.  It’s a pleasure to be here for the first Global Markets Advisory Committee (“GMAC”) under Commissioner Pham’s sponsorship.  The work of the Commodity Futures Trading Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices.  I’m sincerely looking forward to GMAC’s…
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External Meetings: Meeting with J.P. Morgan Chase & Co.
... Management of different margining approaches across different segregation classes~Discussion on the role of the FCM in managing operational and settlement risk between clearing houses and clients~Ownership/Governance rules.  ~Individual account segregation issue.  ~Commission-initiated review of swaps to determine whether they should be cleared (Sec.723(a)(3))~Who is…
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CFTC Releases Annual Enforcement Results for Fiscal Year 2014
... November 6, 2014 CFTC Releases Annual Enforcement Results for Fiscal Year 2014 Agency Obtained a Record $3.27 Billion in Monetary Sanctions Washington,…
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