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… \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at … \27\ See, e.g., SEC Fact Sheet on Global Analyst Research Settlements, SEC (Apr. 28, 2003), available at …
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...Introduction
Good morning. It’s a pleasure to be here for the first Global Markets Advisory Committee (“GMAC”) under Commissioner Pham’s sponsorship. The work of the Commodity Futures Trading Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices. I’m sincerely looking forward to GMAC’s…
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Testimony Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, Washington, DC
Chairman Gary Gensler
May 12, 2011
Good morning Chairman Johnson, Ranking Member Shelby and members of the Committee. I thank you for inviting me to today’s hearing on monitoring…
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Testimony of Chairman Gary Gensler Before the House Committee on Energy and Commerce, Subcommittee on Energy and the Environment
December 2, 2009
Good afternoon Chairman Markey, Ranking Member Upton and members of the Subcommittee. Thank you for inviting me to testify regarding the regulation…
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Statement Before the Financial Stability Oversight Council
Chairman Gary Gensler
March 17, 2011
I support the notice of proposed rulemaking on the Authority to Designate Financial Market Utilities as Systemically Important. It is an important step in fulfilling the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act to ensure that there is robust…
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Release: 5533-08
For Release: August 26, 2008
CFTC Designates NYSE Liffe, LLC as a Contract Market
Washington, DC – The Commodity Futures Trading Commission (CFTC) approved the application of NYSE Liffe, LLC for designation as a contract market on August 21, 2008. NYSE Liffe is an indirect, wholly-owned subsidiary of NYSE…
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Statement of Support of Chairman Gary Gensler - Derivatives Clearing Organizations to Align with International Standards
November 15, 2013
I support the final rule to complete the process of bringing clearinghouse risk management rules in line with international standards.
In the…
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September 18, 2015
CFTC Staff Issues Interpretation Regarding Consistency between CFTC Regulations Applicable to Derivatives Clearing Organizations and the Principles for…
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...January 29, 2018
CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
CFTC recognizes HSBC’s Cooperation and Substantial Assistance in the Investigation
Washington, DC - The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against HSBC Securities (USA) Inc. (HSBC) for…
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Remarks before the Institute of International Bankers, Annual Washington Conference
Commissioner Jill E. Sommers
March 5, 2012
Introduction
Good afternoon. It is such a pleasure to be here again with you all today and a special thanks to Sally Miller for the invitation to discuss my perspective on the role of the CFTC in the oversight and regulation of swap markets. Much of…
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