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Opening Statement of Commissioner Kristin N. Johnson Regarding Global Markets Advisory Committee
...Introduction Good morning.  It’s a pleasure to be here for the first Global Markets Advisory Committee (“GMAC”) under Commissioner Pham’s sponsorship.  The work of the Commodity Futures Trading Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices.  I’m sincerely looking forward to GMAC’s…
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Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission
... Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission October 27, 2014 Washington, DC — U.S. Commodity Futures Trading Commission Chairman Tim Massad made the following statement announcing a public meeting of the Commission on November 3, 2014. “As…
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Remarks before the Institute of International Bankers, Annual Washington Conference
... Remarks before the Institute of International Bankers, Annual Washington Conference Commissioner Jill E. Sommers March 5, 2012 Introduction Good afternoon. It is such a pleasure to be here again with you all today and a special thanks to Sally Miller for the invitation to discuss my perspective on the role of the CFTC in the oversight and regulation of swap markets. Much of…
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CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States
... Release: 5217-06 For Release: August 14, 2006 CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States Washington, D.C. – The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel issued a no-action…
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Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union
... Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union March 16, 2016 Today, the CFTC has taken action to implement our agreement with the European Commission regarding requirements for central clearing counterparties (CCPs). Our…
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CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
... September 27, 2012 CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits …
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CFTC Revokes Registration of Robert Wayne Mansell
... April 13, 2012 CFTC Revokes Registration of Robert Wayne Mansell Chicago Board of Trade floor broker pled guilty to felony charge Washington, DC – The U.…
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CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits
... February 22, 2012 CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits …
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CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants
... March 17, 2015 CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants Washington, DC — The U.S. Commodity Futures Trading Commission…
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Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015
... Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015 May 12, 2015 As Prepared For Delivery Thank you for inviting me today, and I thank Paul for that kind introduction. It’s a pleasure to be here. I say that in particular because I lived here as a child and…
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