Displaying results 721 - 730 of 1186
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Panel Discussion: “Futures aiding and abetting commodity price instability”
Remarks of Commodity Futures Trading Commission (CFTC) Commissioner Michael V. Dunn before the Swiss Futures and Options Association’s, Bürgenstock Meeting
Friday, September 5, 2008
(As Prepared)
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...The CFTC is seeing more applicants seeking to change the traditional market structure of separate entities as exchange, broker, and clearinghouse to a bespoke “vertically integrated” market structure to accommodate their affiliates.[1] It is important for the Commission to understand the reasons why applicants seek this novel market structure, and to understand any benefits to applicants…
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Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission
October 27, 2014
Washington, DC — U.S. Commodity Futures Trading Commission Chairman Tim Massad made the following statement announcing a public meeting of the Commission on November 3, 2014.
“As…
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Release: 5217-06
For Release: August 14, 2006
CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States
Washington, D.C. – The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel issued a no-action…
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Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union
March 16, 2016
Today, the CFTC has taken action to implement our agreement with the European Commission regarding requirements for central clearing counterparties (CCPs). Our…
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December 18, 2014
CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it has revoked the registration of Aleks A. Kins of Chicago, Illinois, as an Associated Person and the registrations of AlphaMetrix, LLC (AlphaMetrix), a Delaware limited…
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February 22, 2016
CFTC Staff to Host a Public Roundtable March 3 Regarding the Residual Interest Deadline
Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and the Office of the Chief Economist will host a public roundtable on March 3, 2016 at 10:00 am to discuss a report on the Residual Interest Deadline…
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March 21, 2017
CFTC Refuses Registrations of Georgia-based Zero Chaos Advisors, LLC and Ronald Edward Fisher
Zero Chaos Advisors and Fisher are Prohibited from Registering with the CFTC, Acting in Exempt Capacities, or Acting as Principals, Agents, Officers, or Employees of Registrants
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Opinion and…
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September 27, 2012
CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
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April 13, 2012
CFTC Revokes Registration of Robert Wayne Mansell
Chicago Board of Trade floor broker pled guilty to felony charge
Washington, DC – The U.…
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