Displaying results 721 - 730 of 1186
Remarks from the Panel Discussion at the Swiss Futures and Options Association
... Panel Discussion: “Futures aiding and abetting commodity price instability” Remarks of Commodity Futures Trading Commission (CFTC) Commissioner Michael V. Dunn before the Swiss Futures and Options Association’s, Bürgenstock Meeting Friday, September 5, 2008 (As Prepared) …
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Statement of CFTC Commissioner Christy Goldsmith Romero on Request for Comment on the Impact of Affiliated Entities
...The CFTC is seeing more applicants seeking to change the traditional market structure of separate entities as exchange, broker, and clearinghouse to a bespoke “vertically integrated” market structure to accommodate their affiliates.[1]  It is important for the Commission to understand the reasons why applicants seek this novel market structure, and to understand any benefits to applicants…
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Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission
... Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission October 27, 2014 Washington, DC — U.S. Commodity Futures Trading Commission Chairman Tim Massad made the following statement announcing a public meeting of the Commission on November 3, 2014. “As…
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CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States
... Release: 5217-06 For Release: August 14, 2006 CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States Washington, D.C. – The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel issued a no-action…
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Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union
... Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union March 16, 2016 Today, the CFTC has taken action to implement our agreement with the European Commission regarding requirements for central clearing counterparties (CCPs). Our…
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CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC
... December 18, 2014 CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it has revoked the registration of Aleks A. Kins of Chicago, Illinois, as an Associated Person and the registrations of AlphaMetrix, LLC (AlphaMetrix), a Delaware limited…
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CFTC Staff to Host a Public Roundtable March 3 Regarding the Residual Interest Deadline
... February 22, 2016 CFTC Staff to Host a Public Roundtable March 3 Regarding the Residual Interest Deadline Washington, DC — The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and the Office of the Chief Economist will host a public roundtable on March 3, 2016 at 10:00 am to discuss a report on the Residual Interest Deadline…
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CFTC Refuses Registrations of Georgia-based Zero Chaos Advisors, LLC and Ronald Edward Fisher
... March 21, 2017 CFTC Refuses Registrations of Georgia-based Zero Chaos Advisors, LLC and Ronald Edward Fisher Zero Chaos Advisors and Fisher are Prohibited from Registering with the CFTC, Acting in Exempt Capacities, or Acting as Principals, Agents, Officers, or Employees of Registrants Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today issued an Opinion and…
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CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
... September 27, 2012 CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits …
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CFTC Revokes Registration of Robert Wayne Mansell
... April 13, 2012 CFTC Revokes Registration of Robert Wayne Mansell Chicago Board of Trade floor broker pled guilty to felony charge Washington, DC – The U.…
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