Displaying results 731 - 740 of 1186
CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
... September 27, 2012 CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits …
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CFTC Revokes Registration of Robert Wayne Mansell
... April 13, 2012 CFTC Revokes Registration of Robert Wayne Mansell Chicago Board of Trade floor broker pled guilty to felony charge Washington, DC – The U.…
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CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits
... February 22, 2012 CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits …
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CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants
... March 17, 2015 CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants Washington, DC — The U.S. Commodity Futures Trading Commission…
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Guest Lecture of Commissioner J. Christopher Giancarlo, Harvard Law School, Fidelity Guest Lecture Series on International Finance
… Monetary Fund (IMF), 67 the Bank for International Settlements (BIS), 68 the Bank of England, 69 Federal … 65 See Bank for Int’l Settlements, 85th Annual Report 106 (2015), … 56 , at 49–53; Rennison, supra note 59 . 68 Bank for Int’l Settlements, supra note 65 , at 36–40 (citing the increasing …
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CFTC's Division of Enforcement Clarifies Cooperation Advisory with Respect to the Attorney-Client and Work Product Privileges
... Release: 5296-07 For Release: March 1, 2007 CFTC's Division of Enforcement Clarifies Cooperation Advisory with Respect to the Attorney-Client and Work Product Privileges Washington, D.C. – The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Enforcement issued amendments to its 2004 Enforcement Advisory on…
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U.S. Commodity Futures Trading Commission Revokes the Registration of Risk Capital Trading Group, Inc.
... Release: 5283-07 For Release: February 1, 2007 U.S. Commodity Futures Trading Commission Revokes the Registration of Risk Capital Trading Group, Inc. Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the January 23, 2007, issuance of an order revoking the registration of Risk Capital…
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CFTC Revokes the Registration of Chase Commodities Corporation of Woodland Hills, California
... Release: 5231-06 For Release: September 26, 2006 U.S. Commodity Futures Trading Commission Revokes the Registration of Chase Commodities Corporation Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has accepted an offer of settlement from Chase Commodities Corporation (Chase) of…
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CFTC Reopens Public Comment Period on Margin Requirements for Uncleared Swaps
… paper is available on the Bank for International Settlements website ( www.bis.org ), and the IOSCO website ( …
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Chairman Giancarlo to Give the Keynote Address at The Evolving Structure of the U.S. Treasury Market: Third Annual Conference
... Chairman Giancarlo to Give the Keynote Address at The Evolving Structure of the U.S. Treasury Market: Third Annual Conference WHAT: CFTC Chairman J. Christopher Giancarlo will give the keynote address at The Evolving Structure of the U.S. Treasury Market: Third Annual Conference. This year's conference will be an opportunity to review current Treasury market structure and…
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