Displaying results 731 - 740 of 1195
Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission
... Statement of CFTC Chairman Tim Massad on the upcoming open Meeting of the Commission October 27, 2014 Washington, DC — U.S. Commodity Futures Trading Commission Chairman Tim Massad made the following statement announcing a public meeting of the Commission on November 3, 2014. “As…
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CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States
... Release: 5217-06 For Release: August 14, 2006 CFTC Staff Allows Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the United States Washington, D.C. – The Commodity Futures Trading Commission's (CFTC's) Office of General Counsel issued a no-action…
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Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union
... Statement of CFTC Chairman Timothy Massad regarding Substituted Compliance Determination for the European Union March 16, 2016 Today, the CFTC has taken action to implement our agreement with the European Commission regarding requirements for central clearing counterparties (CCPs). Our…
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CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits
... September 27, 2012 CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits …
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CFTC Revokes Registration of Robert Wayne Mansell
... April 13, 2012 CFTC Revokes Registration of Robert Wayne Mansell Chicago Board of Trade floor broker pled guilty to felony charge Washington, DC – The U.…
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CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits
... February 22, 2012 CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits …
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CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants
... March 17, 2015 CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants Washington, DC — The U.S. Commodity Futures Trading Commission…
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Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
...Introduction Good morning and welcome to the first meeting of the Market Risk Advisory Committee (MRAC) in 2023 and our second MRAC meeting under my sponsorship. As our agenda indicates, today we will engage in the CFTC’s first public meeting examining recent cyber disruptions that affected cleared derivatives markets. On January 31, 2023, in a short statement, ION Cleared Derivatives…
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2013-30981
... Federal Register, Volume 78 Issue 249 (Friday, December 27, 2013)[Federal Register Volume 78, Number 249 (Friday, December 27, 2013)] [Notices] [Pages 78878-78890] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-30981…
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CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC
... December 18, 2014 CFTC Revokes Registrations of Illinois Resident Aleks A. Kins and Chicago-based AlphaMetrix, LLC Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it has revoked the registration of Aleks A. Kins of Chicago, Illinois, as an Associated Person and the registrations of AlphaMetrix, LLC (AlphaMetrix), a Delaware limited…
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