Displaying results 761 - 770 of 1186
...Supporting Statement of Commissioner Brian D. Quintenz Regarding Final Rule: Derivatives Clearing Organization General Provisions and Core Principles December 18, 2019   I am pleased to support today’s final rule that amends the Commissions regulations governing derivatives clearing organizations (DCOs).[1]  Before highlighting aspects of the final rule, I would like to…
Created on:
... Remarks of Chairman Timothy Massad before the ISDA 30th Annual General Meeting April 23, 2015 As Prepared For Delivery Thank you for inviting me today, and I thank Eric for that kind introduction. It’s a pleasure to be here. It is thirty years since ISDA was created, and…
Created on:
... CFTC’s Implementation of Dodd-Frank — Grading Agency Transparency Keynote Address by Commissioner Scott D. O’Malia, SIFMA Compliance and Legal Society Annual Seminar March 19, 2013 I want to thank Stephen Strombelline for his kind introduction and for inviting me to speak at this…
Created on:
… doing business, right? Quite frankly, I’m tired of seeing settlements be so meager when we see all of the malfeasance … to adjust requested fines (and to negotiate appropriate settlements) to be meaningful deterrents. Right now, we …
Created on:
… SEC     02/17/2011 9:30 AM More Info Bank for International Settlements (BIS) Davis Polk & Wardwell LLP (Davis Polk) … SEC     02/17/2011 9:30 AM More Info Bank for International Settlements (BIS) Davis Polk & Wardwell LLP (Davis Polk) …
Created on:
... Release: 5538-08 For Release: September 2, 2008 Futures Commission Merchant Nations Investments, LLC and Members of Two South Florida Families Ordered to Pay $5.4 Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC)…
Created on:
... Statement on Support of Advanced Notice of Proposed Rulemaking on the Authority to Designate Financial Market Utilities as Systemically Important Chairman Gary Gensler November 23, 2010 I support the advanced notice of proposed rulemaking on the Authority to Designate Financial…
Created on:
... September 20, 2010 CFTC Sanctions Former Metals Trader for Defrauding General Motors Former General Motors executive Daniel J. Bealko personally profited by $6.5…
Created on:
... July 22, 2010 Gage’s Fertilizer & Grain, Inc., a Missouri Grain Elevator, and its President-Owner, Steven W. Gage, to Pay $175,000 to Settle CFTC Charges of Violating…
Created on:
...Remarks of Commissioner James E. Newsome before the Mississippi Agricultural Economics Association, Mississippi State University June 24, 1999 Introduction Thank you for the opportunity to be here with you today. I would like to thank Dr. Marty Fuller for inviting me to this conference, and all of the people who organized and planned today's activities. I firmly believe that this…
Created on: