Displaying results 781 - 790 of 1186
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August 30, 2010
Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges
Pipenhagen, TRP Advisory Group…
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Release: 5570-08
For Release: November 17, 2008
Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices
Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a $475,000 civil monetary…
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Release: 5461-08
For Release: February 21, 2008
Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action
Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained approximately $24…
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Release: 5411-07
For Release: November 9, 2007
Five Current and Former Coral Energy Traders Settle CFTC Charges for False Reporting and Attempted Manipulation in Natural Gas Market
Defendants Ordered to Pay $1 Million Penalty
Washington, DC – The U.S. Commodity Futures Trading Commission (…
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Release: 5300-07
For Release: March 14, 2007
Defendants Ordered to Pay $1.6 Million in Government’s Attempted Manipulation Case against Concord Energy, LLC & Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk
Traders Submitted False Information to Platt’s Gas Daily and Other Natural Gas Index Compilers…
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...Remarks of Commissioner Rostin Behnam before the FIA/SIFMA Asset Management Group, Asset Management Derivatives Forum 2018, Dana Point, California
February 8, 2018
Introduction
Good afternoon. And thank you for your warm welcome, and most importantly for inviting me to share your warmer weather. When Laura Martin invited me to speak here today, she kindly offered that I pick the…
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Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture, Washington, DC
February 12, 2015
Thank you, Chairman Conaway, Ranking Member Peterson, and members of the Committee. It is a privilege to appear before you for the first time as Chairman of the Commodity…
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October 10, 2012
CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures
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October 3, 2011
Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts
Firm…
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October 4, 2010
CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency…
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