Displaying results 781 - 790 of 1186
Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges
... August 30, 2010 Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges Pipenhagen, TRP Advisory Group…
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Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices
... Release: 5570-08 For Release: November 17, 2008 Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a $475,000 civil monetary…
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Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action
... Release: 5461-08 For Release: February 21, 2008 Florida-Based Executive Commodity Corp. and Three Employees Ordered to Pay Approximately $24 Million in Restitution and Penalties in CFTC Anti-Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained approximately $24…
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Five Current and Former Coral Energy Traders Settle CFTC Charges for False Reporting and Attempted Manipulation in Natural Gas Market; Defendants Ordered to Pay $1 Million Penalty
... Release: 5411-07 For Release: November 9, 2007 Five Current and Former Coral Energy Traders Settle CFTC Charges for False Reporting and Attempted Manipulation in Natural Gas Market Defendants Ordered to Pay $1 Million Penalty Washington, DC – The U.S. Commodity Futures Trading Commission (…
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Defendants Ordered to Pay $1.6 Million in Government's Attempted Manipulation Case against Concord Energy, LLC and Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk
... Release: 5300-07 For Release: March 14, 2007 Defendants Ordered to Pay $1.6 Million in Government’s Attempted Manipulation Case against Concord Energy, LLC & Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk Traders Submitted False Information to Platt’s Gas Daily and Other Natural Gas Index Compilers…
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Remarks of Commissioner Rostin Behnam before the FIA/SIFMA Asset Management Group, Asset Management Derivatives Forum 2018, Dana Point, California
...Remarks of Commissioner Rostin Behnam before the FIA/SIFMA Asset Management Group, Asset Management Derivatives Forum 2018, Dana Point, California February 8, 2018 Introduction Good afternoon. And thank you for your warm welcome, and most importantly for inviting me to share your warmer weather. When Laura Martin invited me to speak here today, she kindly offered that I pick the…
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Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture
... Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture, Washington, DC February 12, 2015 Thank you, Chairman Conaway, Ranking Member Peterson, and members of the Committee. It is a privilege to appear before you for the first time as Chairman of the Commodity…
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CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures
... October 10, 2012 CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures …
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Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts
... October 3, 2011 Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts Firm…
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CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency
... October 4, 2010 CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency…
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