Displaying results 791 - 800 of 1195
Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts
... October 3, 2011 Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts Firm…
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CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency
... October 4, 2010 CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency…
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CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York Mercantile Exchange
... September 14, 2010 CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York…
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Further Product Definitions
… SEC     02/17/2011 9:30 AM More Info Bank for International Settlements (BIS) Davis Polk & Wardwell LLP (Davis Polk) … SEC     02/17/2011 9:30 AM More Info Bank for International Settlements (BIS) Davis Polk & Wardwell LLP (Davis Polk) …
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U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond
... Release: 5307-07 For Release: March 22, 2007 U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond Trader Barred From Trading in Futures Markets Washington, D.C.— The U.S. Commodity Futures…
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Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission
... Release: 5279-07 For Release: January 18, 2007 Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission Next Financial Services Unlimited and Russell Diaz Ordered to Pay More Than $1.8 Million in Restitution and $1.25…
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CFTC Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System
... Release: 5156-06 For Release: February 2, 2006 US Commodity Futures Trading Commission Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System Respondents James R. Burgess and Optioneer Inc. Settle Charges That They Made False Website Claims About Profitability Washington, D.C.—…
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CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges
... June 7, 2012 CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges Washington, DC – The U.S. Commodity…
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Federal Court Orders Brian Hunter of Calgary, Alberta to Pay a $750,000 Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices during the Expiry on Two Trading Days
... September 15, 2014 Federal Court Orders Brian Hunter of Calgary, Alberta to Pay a $750,000 Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures…
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract
... August 16, 2010 CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract …
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