Displaying results 791 - 800 of 1186
CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York Mercantile Exchange
... September 14, 2010 CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York…
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CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud
...September 17, 2019 CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud Washington, DC –The U.S. Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the Northern District of Ohio, charging Jared J. Davis of Ohio with fraud relating to a global binary options business he created and operated. The…
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Remarks of Commissioner Sharon Y. Bowen before the Managed Funds Association Forum 2016
… attention should be paid to whether there were any settlements or court judgments for market manipulation – …
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Opening Statement of Commissioner Scott D. O’Malia
… the principles set forth by the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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Keynote Address of the 7th Annual FIA Asia Derivatives Conference
… principles. For example, the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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Speech, "Pencils Down: Let’s Take a Break" at the Electric Power Supply Association Annual Meeting
... “Pencils Down: Let’s Take a Break” CFTC Commissioner Bart Chilton before the Electric Power Supply Association Annual Meeting, Scottsdale, Arizona January 30, 2010 Thank you, John (Shelk) for that introduction. Thank you also, John, for being a member of our Energy and Environmental…
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U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond
... Release: 5307-07 For Release: March 22, 2007 U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond Trader Barred From Trading in Futures Markets Washington, D.C.— The U.S. Commodity Futures…
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Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission
... Release: 5279-07 For Release: January 18, 2007 Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission Next Financial Services Unlimited and Russell Diaz Ordered to Pay More Than $1.8 Million in Restitution and $1.25…
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CFTC Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System
... Release: 5156-06 For Release: February 2, 2006 US Commodity Futures Trading Commission Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System Respondents James R. Burgess and Optioneer Inc. Settle Charges That They Made False Website Claims About Profitability Washington, D.C.—…
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CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges
... June 7, 2012 CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges Washington, DC – The U.S. Commodity…
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