Displaying results 801 - 810 of 1186
… the principles set forth by the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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… principles. For example, the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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… attention should be paid to whether there were any settlements or court judgments for market manipulation – …
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“Pencils Down: Let’s Take a Break”
CFTC Commissioner Bart Chilton before the Electric Power Supply Association Annual Meeting, Scottsdale, Arizona
January 30, 2010
Thank you, John (Shelk) for that introduction. Thank you also, John, for being a member of our Energy and Environmental…
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...Washington, D.C. — The Commodity Futures Trading Commission today announced the settlement of two enforcement matters involving Deutsche Bank. In the first matter, Deutsche Bank AG (Deutsche Bank) resolved federal court charges stemming from alleged violations of various swap data reporting and other regulatory violations. In the second matter, the CFTC issued an administrative order against…
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...July 16, 2018
CFTC Announces First Whistleblower Award to a Foreign Whistleblower
Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced an award of over $70,000 to a whistleblower who significantly contributed to an ongoing CFTC investigation and led the CFTC to a successful settlement. The award is the first made by the CFTC’s Whistleblower Program…
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Release: 5354-07
For Release: July 18, 2007
Interactive Brokers LLC Sanctioned for Failing to Supervise Its Compliance Staff
CFTC Orders Online Broker to Give Up $175,000 in Commissions It Earned Handling a Customer Account Used to Defraud Commodity Pool Investors
Washington, D.C. – The U.S. Commodity Futures…
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Release: 5293-07
For Release: February 16, 2007
Federal Court Imposes Penalty and Restitution of More Than $1.3 Million against Manager at Worldwide Commodity Corporation in Commodity Options Fraud Case
Florida-based Defendant Bruce N. Crown Fraudulently Touted High Profits with Low Risk, While His Customers Lost Millions…
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Release: 5277-07
For Release: January 16, 2007
California Commodity Trading Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity
Washington, D.C.— The U.S. Commodity Futures Trading Commission (CFTC) today announced issuance of an order filing and settling charges of…
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… Centre Ordered to Pay Civil Penalties In earlier settlements, California resident Derek Abrahams was ordered …
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