Displaying results 801 - 810 of 1195
CFTC Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System
... Release: 5156-06 For Release: February 2, 2006 US Commodity Futures Trading Commission Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System Respondents James R. Burgess and Optioneer Inc. Settle Charges That They Made False Website Claims About Profitability Washington, D.C.—…
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Remarks of Commissioner Sharon Y. Bowen before the Managed Funds Association Forum 2016
… attention should be paid to whether there were any settlements or court judgments for market manipulation – …
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Opening Statement of Commissioner Scott D. O’Malia
… the principles set forth by the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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Keynote Address of the 7th Annual FIA Asia Derivatives Conference
… principles. For example, the Bank for International Settlements’ (“BIS”) Committee on Payment and Settlement …
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Speech, "Pencils Down: Let’s Take a Break" at the Electric Power Supply Association Annual Meeting
... “Pencils Down: Let’s Take a Break” CFTC Commissioner Bart Chilton before the Electric Power Supply Association Annual Meeting, Scottsdale, Arizona January 30, 2010 Thank you, John (Shelk) for that introduction. Thank you also, John, for being a member of our Energy and Environmental…
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CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges
... June 7, 2012 CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges Washington, DC – The U.S. Commodity…
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Federal Court Orders Brian Hunter of Calgary, Alberta to Pay a $750,000 Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices during the Expiry on Two Trading Days
... September 15, 2014 Federal Court Orders Brian Hunter of Calgary, Alberta to Pay a $750,000 Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures…
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract
... August 16, 2010 CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract …
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Statement of CFTC Chairman Timothy Massad before the Market Risk Advisory Committee
... Statement of CFTC Chairman Timothy Massad before the Market Risk Advisory Committee June 27, 2016 Thank you. Let me just express my appreciation to Commissioner Bowen, her staff, and the distinguished members of the Market Risk Advisory Committee for all the work that has gone into today’s meeting and its agenda. And let me also thank the staffs at the CFTC and the FDIC, and everyone…
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Statement Before the Financial Stability Oversight Council
... Statement Before the Financial Stability Oversight Council Chairman Gary Gensler July 18, 2011 Good morning. I thank Secretary Geithner for calling today’s meeting of the Financial Stability Oversight Council (FSOC). I also thank my fellow regulators and FSOC members for their coordination and consultation on the rule-writing process to implement the Dodd-Frank Wall Street Reform…
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