Displaying results 821 - 830 of 1185
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September 18, 2017
Commissioner Quintenz Named Sponsor of the Technology Advisory Committee
Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Commissioner Brian Quintenz will sponsor the CFTC’s Technology Advisory Committee (TAC). The TAC advises the CFTC on technological innovations in the markets and the appropriate regulatory response to…
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Release: 5258-06
For Release: November 17, 2006
U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Two Energy Traders
Defendants Christopher McDonald, a Former V.P. of West Trading at Mirant Americas Energy Marketing, L.P. (Mirant), and Michael Whalen, a…
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September 1, 2016
CFTC Wins Fraud Trial against Florida-Based Precious Metals Traders Robert Escobio, Southern Trust Metals, and Loreley Overseas Corporation
Escobio and His Companies are Permanently Banned from Commodity Trading and Registration, and Ordered to Pay Approximately $2.5 Million in Restitution and Penalties.
Washington, DC – The U.S. Commodity Futures Trading…
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Statement of Support by Chairman Gary Gensler
Internal Business Conduct
I support the internal business conduct rule, which will lower the risk that swap dealers pose to the rest of the economy. These rules are the result of a critical reform in the Dodd-Frank Wall Street reform and Consumer…
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February 8, 2013
CFTC Sanctions Gelber Group, LLC $750,000 for Trading Abuses on Two Exchanges
Gelber falsely reported orders that caused non-bona fide prices to be…
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April 19, 2012
Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating…
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January 26, 2011
CFTC Orders Illinois Traders Andrew Daniels, Ed Taylor and Daniels Trading Group LLC to Pay $2 Million and Imposes Trading Prohibition for Violating Rough…
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June 2, 2017
CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures Markets and Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets
CFTC Recognizes Liew’s Cooperation and Substantial Assistance in the Investigation, which Included Entering into a Cooperation…
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June 5, 2013
CFTC Files Complaint against U.S. Bank, N.A. Alleging Unlawful Use of Peregrine Financial Group, Inc.’s Customer Segregated Funds and Violation of Customer…
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… which lists certain disqualifying offenses, suspensions, settlements, revocations, bars, and denials. … authorized to conduct hearings, render decisions, approve settlements, and impose sanctions with respect to … authorized to conduct hearings, render decisions, approve settlements, and impose sanctions with respect to …
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