Displaying results 831 - 840 of 1185
... April 19, 2012 Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating…
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… of principal and interest by, the Bank for International  Settlements, the International Monetary Fund, or a … Notice No. 16, these are  generally: Bank for International Settlements, International  Monetary Fund, European Central …
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...Remarks of Commissioner James E. Newsome, before the National Cattlement's Beef Association Annual Convention and Trade Show Live Cattle Marketing Committee, Phoenix, Arizona January 27, 2000 Introduction Thank you. I appreciate the invitation to speak with you today. I would like to thank Lemmy Wilson for his leadership of this committee and of his willingness to participate in the…
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...Remarks of Chairman James E. Newsome before the Electric Power Supply Association, Washington, DC October 23, 2002 Thank you, Mike, for that introduction. I was pleased to be invited here today. These are both challenging and exciting times for the derivatives markets and I am honored to be at the Commodity Futures Trading Commission at this point in history. I would like to share with…
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… for Banks and Bank Supervisors,” Bank for International Settlements, Basel Committee on Banking Supervision, August …
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...(As prepared for delivery) Good morning.  It is an honor to speak with all of you today.  I want to thank the World Federation of Exchanges (“WFE”) for inviting me to join you, and a special thanks to the Johannesburg Stock Exchange (“JSE”) for hosting the conference events this week. Before I begin giving my remarks, I have to provide my standard disclaimer:  The views I…
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...January 29, 2018 CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals Washington, DC — The Commodity Futures Trading Commission today announced, in conjunction with the Department of Justice and Federal Bureau of Investigation’s Criminal Investigative Division, criminal and civil enforcement actions against…
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...Federal Register, Volume 86 Issue 9 (Thursday, January 14, 2021)  [Federal Register Volume 86, Number 9 (Thursday, January 14, 2021)] [Rules and Regulations] [Pages 3236-3493] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-25332]   [[Page 3235]] Vol. 86 Thursday, No. 9 January 14, 2021 Part II…
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… the short to medium term.”) 10 See Bank for International Settlements’ Committee on Payment and Settlement Systems and …
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… our area too. Quite frankly, I’m tired of seeing our Agency settlements be so meager when we see all of the malfeasance … to adjust requested fines (and to negotiate appropriate settlements) to be meaningful deterrents to violative …
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