Displaying results 831 - 840 of 1185
Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts and Making False Statements
... April 19, 2012 Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating…
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2016-22045
… of principal and interest by, the Bank for International  Settlements, the International Monetary Fund, or a … Notice No. 16, these are  generally: Bank for International Settlements, International  Monetary Fund, European Central …
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Remarks of Commissioner James E. Newsome, before the National Cattlement's Beef Association Annual Convention and Trade Show Live Cattle Marketing Committee, Phoenix, Arizona
...Remarks of Commissioner James E. Newsome, before the National Cattlement's Beef Association Annual Convention and Trade Show Live Cattle Marketing Committee, Phoenix, Arizona January 27, 2000 Introduction Thank you. I appreciate the invitation to speak with you today. I would like to thank Lemmy Wilson for his leadership of this committee and of his willingness to participate in the…
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Remarks of Chairman James E. Newsome before the Electric Power Supply Association, Washington, DC
...Remarks of Chairman James E. Newsome before the Electric Power Supply Association, Washington, DC October 23, 2002 Thank you, Mike, for that introduction. I was pleased to be invited here today. These are both challenging and exciting times for the derivatives markets and I am honored to be at the Commodity Futures Trading Commission at this point in history. I would like to share with…
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Keynote Remarks of Commissioner Brian D. Quintenz before the Symphony Innovate 2017 Conference
… for Banks and Bank Supervisors,” Bank for International Settlements, Basel Committee on Banking Supervision, August …
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Remarks of Commissioner Summer K. Mersinger Before the WFECLEAR: The World Federation of Exchange’s Clearing and Derivatives Conference 2023
...(As prepared for delivery) Good morning.  It is an honor to speak with all of you today.  I want to thank the World Federation of Exchanges (“WFE”) for inviting me to join you, and a special thanks to the Johannesburg Stock Exchange (“JSE”) for hosting the conference events this week. Before I begin giving my remarks, I have to provide my standard disclaimer:  The views I…
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CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals
...January 29, 2018 CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals Washington, DC — The Commodity Futures Trading Commission today announced, in conjunction with the Department of Justice and Federal Bureau of Investigation’s Criminal Investigative Division, criminal and civil enforcement actions against…
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2020-25332
...Federal Register, Volume 86 Issue 9 (Thursday, January 14, 2021)  [Federal Register Volume 86, Number 9 (Thursday, January 14, 2021)] [Rules and Regulations] [Pages 3236-3493] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-25332]   [[Page 3235]] Vol. 86 Thursday, No. 9 January 14, 2021 Part II…
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“Does the Commission Always Know Best?”
… the short to medium term.”) 10 See Bank for International Settlements’ Committee on Payment and Settlement Systems and …
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"Whose Markets Are These Anyway? Can Ya Dig It?”
… our area too. Quite frankly, I’m tired of seeing our Agency settlements be so meager when we see all of the malfeasance … to adjust requested fines (and to negotiate appropriate settlements) to be meaningful deterrents to violative …
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