Displaying results 841 - 850 of 1195
CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps Position
... November 14, 2017 CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps Position Norwegian Energy Company Ordered to Pay a $4 Million Civil Monetary Penalty Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order…
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CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc.
... October 4, 2010 CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc. CFTC sanctions firms a total of $1.7 million and permanently bars Johnson from appearing or practicing before the CFTC. Washington, DC – The U.S. Commodity Futures…
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Federal Court in Florida Orders James Burbage, Frank Gaudino, and Their Companies to Pay over $5 Million in Restitution and Penalties to Settle Charges Related to Illegal, Off-Exchange Precious Metals Transactions
... February 5, 2014 Federal Court in Florida Orders James Burbage, Frank Gaudino, and Their Companies to Pay over $5 Million in Restitution and Penalties to Settle Charges Related…
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CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade
... Release: 5751-09 For Release: November 13, 2009 CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade CFTC also charges EMF with failure to supervise and restricts EMF’s registration for three years.…
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New York Federal Court Orders Martin Armstrong, Princeton Global Management and Princeton Economics International to Pay More Than $27 Million in Remaining Restitution in CFTC Anti-Fraud Action
… resolves the CFTC’s charges. Order Follows Previous CFTC Settlements with Participants in the Fraudulent Scheme In …
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CFTC Issues Proposed Swaps Report for Public Comment
… statistics published by the Bank for International Settlements. The proposed report includes staff estimates of …
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2016-22045
… of principal and interest by, the Bank for International  Settlements, the International Monetary Fund, or a … Notice No. 16, these are  generally: Bank for International Settlements, International  Monetary Fund, European Central …
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“Does the Commission Always Know Best?”
… the short to medium term.”) 10 See Bank for International Settlements’ Committee on Payment and Settlement Systems and …
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"Whose Markets Are These Anyway? Can Ya Dig It?”
… our area too. Quite frankly, I’m tired of seeing our Agency settlements be so meager when we see all of the malfeasance … to adjust requested fines (and to negotiate appropriate settlements) to be meaningful deterrents to violative …
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2020-10808
...Federal Register, Volume 85 Issue 114 (Friday, June 12, 2020)  [Federal Register Volume 85, Number 114 (Friday, June 12, 2020)] [Rules and Regulations] [Pages 35805-35806] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-10809…
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