Displaying results 851 - 860 of 1185
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Release: 5751-09
For Release: November 13, 2009
CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade
CFTC also charges EMF with failure to supervise and restricts EMF’s registration for three years.…
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… resolves the CFTC’s charges. Order Follows Previous CFTC Settlements with Participants in the Fraudulent Scheme In …
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… statistics published by the Bank for International Settlements. The proposed report includes staff estimates of …
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… of principal and interest by, the Bank for International Settlements, the International Monetary Fund, or a …
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… may alter affected index, currency, and physical commodity settlements. As the invasion became a reality, the ongoing …
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...Washington, D.C. — The Commodity Futures Trading Commission today filed and simultaneously settled charges against Interactive Brokers LLC, a registered futures commission merchant (FCM), for failing to diligently supervise its officers’, employees’, and agents’ handling of several commodity trading accounts and failing to adequately implement procedures to detect and report suspicious…
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FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)]
[Proposed Rules]
[Page 44939-44945]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr01au08-11…
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FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)]
[Proposed Rules]
[Page 44939-44945]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr01au08-11…
Created on:
...
FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)]
[Proposed Rules]
[Page 44939-44945]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr01au08-11…
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...Address by Chairman James E. Newsome before the International Practice of Derivatives Market Regulation Seminar, Sponsored by the Center for Strategic Research and the FRI Fund, Moscow, Russia
November 17, 2003
Institution Building and the U.S. Regulatory Experience
Good morning to all of you. It is an honor and a pleasure to address you during this critical time in the…
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