Displaying results 851 - 860 of 1185
CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade
... Release: 5751-09 For Release: November 13, 2009 CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade CFTC also charges EMF with failure to supervise and restricts EMF’s registration for three years.…
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New York Federal Court Orders Martin Armstrong, Princeton Global Management and Princeton Economics International to Pay More Than $27 Million in Remaining Restitution in CFTC Anti-Fraud Action
… resolves the CFTC’s charges. Order Follows Previous CFTC Settlements with Participants in the Fraudulent Scheme In …
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CFTC Issues Proposed Swaps Report for Public Comment
… statistics published by the Bank for International Settlements. The proposed report includes staff estimates of …
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2017-22616
… of principal and interest by, the Bank for International Settlements, the International Monetary Fund, or a …
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Testimony of Chairman Rostin Behnam Regarding the “State of the CFTC”
… may alter affected index, currency, and physical commodity settlements. As the invasion became a reality, the ongoing …
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CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations
...Washington, D.C. — The Commodity Futures Trading Commission today filed and simultaneously settled charges against Interactive Brokers LLC, a registered futures commission merchant (FCM), for failing to diligently supervise its officers’, employees’, and agents’ handling of several commodity trading accounts and failing to adequately implement procedures to detect and report suspicious…
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e8-17529
... FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)] [Proposed Rules] [Page 44939-44945] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr01au08-11…
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e8-17529
... FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)] [Proposed Rules] [Page 44939-44945] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr01au08-11…
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e8-17529
... FR Doc E8-17529[Federal Register: August 1, 2008 (Volume 73, Number 149)] [Proposed Rules] [Page 44939-44945] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr01au08-11…
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Address by Chairman James E. Newsome before the International Practice of Derivatives Market Regulation Seminar, Sponsored by the Center for Strategic Research and the FRI Fund, Moscow, Russia
...Address by Chairman James E. Newsome before the International Practice of Derivatives Market Regulation Seminar, Sponsored by the Center for Strategic Research and the FRI Fund, Moscow, Russia November 17, 2003 Institution Building and the U.S. Regulatory Experience Good morning to all of you. It is an honor and a pleasure to address you during this critical time in the…
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