Displaying results 861 - 870 of 1184
… years, the Commission obtained more than $3.1 billion in settlements and judgments and, approximately 70% of those …
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… Monetary Fund (IMF), 12 the Bank for International Settlements (BIS), 13 the Bank of England, 14 Federal … 10 See Bank for Int’l Settlements, 85th Annual Report 106 (2015), … 13 Bank for Int’l Settlements, supra note 10 , at 36–40 (citing the increasing … 32 Bank for Int’l Settlements, supra note 10 , at 36–40. 33 See, e.g. , Office …
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… and New York’s Department of Financial Services announced settlements with Deutsche Bank over charges of false …
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Commodity Futures Trading Commission
FY 2008 Presidents Budget and Performance Plan
THE FY 2008 PRESIDENTS BUDGET & PERFORMANCE PLAN Table of Contents
SUMMARY & HIGHLIGHT STATEMENT................................... 1
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The Commission and the Industry We Regulate .................1
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Indicators…
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… Commissioner of the CFTC, I’ve seen a significant number of settlements and enforcement actions in the last year. Some …
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… clear that we needed to ensure admissions of wrongdoing in settlements—enough already. You’ve Got It I won’t go through …
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FR Doc 2010-456[Federal Register: January 20, 2010 (Volume 75, Number 12)]
[Proposed Rules]
[Page 3281-3330]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20ja10-26]
[[Page 3281]]
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Part II…
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Commodity Futures Trading Commission
Agricultural Advisory Committee
23rd Meeting
Wednesday, May 14, 1997
1:00 p.m.
Three Lafayette Centre
Suite 1000
1155 21st Street, N.W.
Washington, D.C. 20581
P A R T I C I P A N T S
MEMBERS PRESENT:
Joseph B. Dial, Chairman
Nancy Danielson, National Farmers Union
Jim Sanford, National Cotton Council of…
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...November 15, 2018
In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations
Washington, DC — A federal court in New York has entered orders against Kevin P. Whylie of Ozone Park, New York, Matthew James Zecchini of East Islip, New York, and the New York hedge fund they co-founded, Algointeractive Inc (together,…
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Release: 5504-08
For Release: June 3, 2008
CFTC ANNOUNCES AGRICULTURAL MARKET INITIATIVES
Washington, DC -- Today the Commodity Futures Trading Commission (CFTC or Commission) announced several policy initiatives aimed at addressing concerns in the agricultural futures markets raised at its April 22nd roundtable in…
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