Displaying results 861 - 870 of 1184
Enforcement Director Gregory Mocek to Leave CFTC
… years, the Commission obtained more than $3.1 billion in settlements and judgments and, approximately 70% of those …
Created on:
Keynote Address of CFTC Commissioner J. Christopher Giancarlo before the 2015 ISDA Annual Asia Pacific Conference
… Monetary Fund (IMF), 12 the Bank for International Settlements (BIS), 13 the Bank of England, 14 Federal … 10 See Bank for Int’l Settlements, 85th Annual Report 106 (2015), … 13 Bank for Int’l Settlements, supra note 10 , at 36–40 (citing the increasing … 32 Bank for Int’l Settlements, supra note 10 , at 36–40. 33 See, e.g. , Office …
Created on:
Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… and New York’s Department of Financial Services announced settlements with Deutsche Bank over charges of false …
Created on:
CFTC Reports
... Font Size: AAA // Print // Bookmark Commodity Futures Trading Commission FY 2008 Presidents Budget and Performance Plan THE FY 2008 PRESIDENTS BUDGET & PERFORMANCE PLAN Table of Contents SUMMARY & HIGHLIGHT STATEMENT................................... 1 ... The Commission and the Industry We Regulate .................1 ... . Indicators…
Created on:
Keynote Speech of CFTC Commissioner Sharon Y. Bowen before the Quadrilateral Meeting at the European Central Bank (Frankfurt, Germany)
… Commissioner of the CFTC, I’ve seen a significant number of settlements and enforcement actions in the last year. Some …
Created on:
“The Boss”
… clear that we needed to ensure admissions of wrongdoing in settlements—enough already. You’ve Got It I won’t go through …
Created on:
2010-456
... FR Doc 2010-456[Federal Register: January 20, 2010 (Volume 75, Number 12)] [Proposed Rules] [Page 3281-3330] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20ja10-26] [[Page 3281]] ----------------------------------------------------------------------- Part II…
Created on:
Agricultural Advisory Committee
... Commodity Futures Trading Commission Agricultural Advisory Committee 23rd Meeting Wednesday, May 14, 1997 1:00 p.m. Three Lafayette Centre Suite 1000 1155 21st Street, N.W. Washington, D.C. 20581 P A R T I C I P A N T S MEMBERS PRESENT: Joseph B. Dial, Chairman Nancy Danielson, National Farmers Union Jim Sanford, National Cotton Council of…
Created on:
In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations
...November 15, 2018 In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations Washington, DC — A federal court in New York has entered orders against Kevin P. Whylie of Ozone Park, New York, Matthew James Zecchini of East Islip, New York, and the New York hedge fund they co-founded, Algointeractive Inc (together,…
Created on:
CFTC Announces Agricultural Market Initiatives
... Release: 5504-08 For Release: June 3, 2008 CFTC ANNOUNCES AGRICULTURAL MARKET INITIATIVES Washington, DC -- Today the Commodity Futures Trading Commission (CFTC or Commission) announced several policy initiatives aimed at addressing concerns in the agricultural futures markets raised at its April 22nd roundtable in…
Created on: