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… and New York’s Department of Financial Services announced settlements with Deutsche Bank over charges of false …
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… Monetary Fund (IMF), 12 the Bank for International Settlements (BIS), 13 the Bank of England, 14 Federal … 10 See Bank for Int’l Settlements, 85th Annual Report 106 (2015), … 13 Bank for Int’l Settlements, supra note 10 , at 36–40 (citing the increasing … 32 Bank for Int’l Settlements, supra note 10 , at 36–40. 33 See, e.g. , Office …
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...This week, the Commodity Futures Trading Commission (CFTC) issued three orders imposing civil monetary penalties of over $50 million combined in actions involving several of the largest financial institutions in our nation and several of the most significant institutions in global swaps markets—JP Morgan Chase Bank, N.A. and affiliated entities (JP Morgan); Bank of America, N.A. and Merrill…
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... Release: 5503-08 For Release: May 29, 2008 CFTC Announces Multiple Energy Market Initiatives Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC or Commission) today announced a number of initiatives to increase transparency of the energy futures markets. The measures will expand the amount and quality of…
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... Testimony, Hearing on H.R. __ The Swap Data and Clearinghouse Indemnification Correction Act of 2012 Before the Subcommittee on Capital Markets and Government Sponsored Enterprises, Committee on Financial Services, United States House of Representatives General Counsel Dan M. Berkovitz March…
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... Font Size: AAA // Print // Bookmark Commodity Futures Trading Commission FY 2008 Presidents Budget and Performance Plan THE FY 2008 PRESIDENTS BUDGET & PERFORMANCE PLAN Table of Contents SUMMARY & HIGHLIGHT STATEMENT................................... 1 ... The Commission and the Industry We Regulate .................1 ... . Indicators…
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...Opening Statement of Commissioner Dawn D. Stump before the Global Markets Advisory Committee Meeting September 24, 2019 Good morning and welcome to the second Global Markets Advisory Committee meeting of 2019. I would like to begin by welcoming Chairman Tarbert.  Given his background in international matters it is fitting that his first CFTC advisory committee as Chairman is one…
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... FR Doc 2010-456[Federal Register: January 20, 2010 (Volume 75, Number 12)] [Proposed Rules] [Page 3281-3330] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr20ja10-26] [[Page 3281]] ----------------------------------------------------------------------- Part II…
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...Introduction Good afternoon and thanks to the Commodity Markets Council for hosting me and my fellow Commissioners.  Our full attendance highlights the importance of CMC’s focus on ensuring the optimal functioning of derivatives markets for the benefit of end-users.  Your ability to manage risk safely, predictably, and without undue burdens directly impacts the prices American…
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... Commodity Futures Trading Commission Agricultural Advisory Committee 23rd Meeting Wednesday, May 14, 1997 1:00 p.m. Three Lafayette Centre Suite 1000 1155 21st Street, N.W. Washington, D.C. 20581 P A R T I C I P A N T S MEMBERS PRESENT: Joseph B. Dial, Chairman Nancy Danielson, National Farmers Union Jim Sanford, National Cotton Council of…
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