Displaying results 881 - 890 of 1184
Speech before the Futures Industry Association, Law and Compliance Luncheon
... Remarks of Jill Sommers, Commissioner of the Commodity Futures Trading Commission Before the Futures Industry Association, Chicago October 16, 2007 Thank you Ray. I am delighted to be back in Chicago today with my fellow newly appointed Commissioner, Bart Chilton. Having worked…
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2014-22962
… banks, the Bank for International [[Page 59900]] Settlements (BIS), and non-systemic, non-financial firms are … multilateral development banks, the Bank for International Settlements, captive finance companies,\31\ and agent … development banks and the Bank for International Settlements is consistent with the 2013 international …
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Opening Statement of Commissioner Kristin N. Johnson before the Market Risk Advisory Committee
...Introduction Good morning and welcome. Earlier this summer, I had the privilege of delivering a keynote address at the Salzburg Global Finance Forum.[1]  As I noted in my remarks, it was thirteen years ago that I participated in my first Commodity Futures Trading Commission (CFTC or Commission) convening—a Joint Securities and Exchange Commission (SEC) and CFTC Staff Roundtable[2] on…
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Remarks of Chairman J. Christopher Giancarlo before the Market Risk Advisory Committee Meeting
...Remarks of Chairman J. Christopher Giancarlo before the Market Risk Advisory Committee Meeting January 31, 2018 Thank you, Commissioner (Rostin) Behnam. Good morning, everyone. A warm welcome to all of the Market Risk Advisory Committee (MRAC) Committee members, presenters and participants, both here and on the telephone. It is good to have you all with us. This is the first time…
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Remarks of Commissioner James E. Newsome before the National Cattlemen's Beef Association Annual Convention and Trade Show Live Cattle Committee in Charlotte, North Carolina
...Remarks of Commissioner James E. Newsome before the National Cattlemen's Beef Association Annual Convention and Trade Show Live Cattle Committee in Charlotte, North Carolina February 13, 1999 I am delighted to be with you here this morning, and I thank you for the opportunity to talk with you about issues we are currently facing at the CFTC, and that are of significant interest and…
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Address by Chairman James E. Newsome at the Winter Meeting of the American Bar Association, Committee on Futures and Derivatives Instruments, Key West, Florida
… matters against Enron and American Electric Power, and 13 settlements with an aggregate 17 companies involving the …
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Testimony of Dan Berkovitz, General Counsel
... Speculative Position Limits and Metals A Brief Regulatory History Testimony of Dan M. Berkovitz, General Counsel March 25, 2010 This testimony provides a brief regulatory history of speculative position limits relating to the metal markets – precious,1 base2 and ferrous.3…
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Remarks of CFTC Commissioner Sharon Y. Bowen before the 17th Annual OpRisk North America
… Commissioner at the CFTC, I’ve seen a significant number of settlements and alleged violations of our laws and … in just the last nine months. Too many times, these settlements and alleged violations are coming from large …
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Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting
... Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting, Doha, Qatar October 19, 2015 As Prepared for Delivery Thank you for that warm introduction. I’m very pleased to be here. And I’m pleased to be joined by these distinguished…
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CFTC Releases Enforcement Division’s Annual Results
... October 24, 2013 CFTC Releases Enforcement Division’s Annual Results Agency obtained a record $1.7 billion in monetary sanctions and filed 82 actions. Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced that it filed 82 enforcement actions in fiscal year 2013 (FY 13), bringing the total over the past three fiscal years to 283, nearly double the…
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