Displaying results 891 - 900 of 1195
...Remarks of Chairman J. Christopher Giancarlo before the Market Risk Advisory Committee Meeting January 31, 2018 Thank you, Commissioner (Rostin) Behnam. Good morning, everyone. A warm welcome to all of the Market Risk Advisory Committee (MRAC) Committee members, presenters and participants, both here and on the telephone. It is good to have you all with us. This is the first time…
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… Financial Market Infrastructures, Bank for  International Settlements and International Organization of  Securities …
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...Remarks of Commissioner James E. Newsome before the National Cattlemen's Beef Association Annual Convention and Trade Show Live Cattle Committee in Charlotte, North Carolina February 13, 1999 I am delighted to be with you here this morning, and I thank you for the opportunity to talk with you about issues we are currently facing at the CFTC, and that are of significant interest and…
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… matters against Enron and American Electric Power, and 13 settlements with an aggregate 17 companies involving the …
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... Speculative Position Limits and Metals A Brief Regulatory History Testimony of Dan M. Berkovitz, General Counsel March 25, 2010 This testimony provides a brief regulatory history of speculative position limits relating to the metal markets – precious,1 base2 and ferrous.3…
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... Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting, Doha, Qatar October 19, 2015 As Prepared for Delivery Thank you for that warm introduction. I’m very pleased to be here. And I’m pleased to be joined by these distinguished…
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… Commissioner at the CFTC, I’ve seen a significant number of settlements and alleged violations of our laws and … in just the last nine months. Too many times, these settlements and alleged violations are coming from large …
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... October 24, 2013 CFTC Releases Enforcement Division’s Annual Results Agency obtained a record $1.7 billion in monetary sanctions and filed 82 actions. Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced that it filed 82 enforcement actions in fiscal year 2013 (FY 13), bringing the total over the past three fiscal years to 283, nearly double the…
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... Federal Register, Volume 77 Issue 146 (Monday, July 30, 2012)[Federal Register Volume 77, Number 146 (Monday, July 30, 2012)] [Rules and Regulations] [Pages 44441-44456] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2012-18383…
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… paper is available on the Bank for International Settlements (``BIS'') Web site (www.bis.org), the IOSCO Web …
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