Displaying results 891 - 900 of 1184
Remarks of CFTC Commissioner Sharon Y. Bowen before the 17th Annual OpRisk North America
… Commissioner at the CFTC, I’ve seen a significant number of settlements and alleged violations of our laws and … in just the last nine months. Too many times, these settlements and alleged violations are coming from large …
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Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting
... Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting, Doha, Qatar October 19, 2015 As Prepared for Delivery Thank you for that warm introduction. I’m very pleased to be here. And I’m pleased to be joined by these distinguished…
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CFTC Releases Enforcement Division’s Annual Results
... October 24, 2013 CFTC Releases Enforcement Division’s Annual Results Agency obtained a record $1.7 billion in monetary sanctions and filed 82 actions. Washington, DC - The Commodity Futures Trading Commission (CFTC) today announced that it filed 82 enforcement actions in fiscal year 2013 (FY 13), bringing the total over the past three fiscal years to 283, nearly double the…
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Testimony of Dan Berkovitz, General Counsel
... Speculative Position Limits and Metals A Brief Regulatory History Testimony of Dan M. Berkovitz, General Counsel March 25, 2010 This testimony provides a brief regulatory history of speculative position limits relating to the metal markets – precious,1 base2 and ferrous.3…
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Address by Chairman James E. Newsome before the International Futures Industry Conference in Boca Raton, Florida
… rules on margin, customer funds protection issues, cash settlements, and trading halts. In addition, the NFA has …
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2012-18383
... Federal Register, Volume 77 Issue 146 (Monday, July 30, 2012)[Federal Register Volume 77, Number 146 (Monday, July 30, 2012)] [Rules and Regulations] [Pages 44441-44456] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2012-18383…
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Remarks of Chairman James E. Newsome before the Friends of Finance Executive Speaker Series, The University of Tulsa
...Remarks of Chairman James E. Newsome before the Friends of Finance Executive Speaker Series, The University of Tulsa October 10, 2002 Thank you, Mr. Hobbs, for that introduction. I could not be more pleased to have been invited here today. These are both challenging and exciting times in the derivatives industry and I am honored to be at the Commodity Futures Trading Commission at this…
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Address by Chairman James E. Newsome before the 24th International SFOA Bürgenstock Conference, The International Forum for Derivative Markets Re: Regulators Meeting, Bürgenstock, Switzerland
… on the most recent survey by the Bank for International Settlements cited 140 trillion in notional value for …
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Remarks of Commissioner Brian Quintenz before the Commodity Markets Council State of the Industry 2018 Conference
...Remarks of Commissioner Brian Quintenz before the Commodity Markets Council State of the Industry 2018 Conference Drawing without an Eraser January 29, 2018 Thank you for that very kind introduction. Before I begin, let me quickly say that the views contained in this speech are my own and do not represent the views of the Commission. I’m very pleased to be speaking here with you…
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Statements of Support by Chairman Gary Gensler
... Statements of Support by Chairman Gary Gensler Position Limits I support the final rulemaking to establish position limits for physical commodity derivatives. The CFTC does not set or regulate prices. Rather, the Commission is charged with a significant responsibility to ensure the fair,…
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