Displaying results 921 - 930 of 1195
...Federal Register, Volume 82 Issue 13 (Monday, January 23, 2017)   [Federal Register Volume 82, Number 13 (Monday, January 23, 2017)] [Proposed Rules] [Pages 7738-7751] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-01232…
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...September 19, 2018 CFTC Orders Bank of America, N.A. to Pay $30 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates Washington, DC – The Commodity Futures Trading Commission (CFTC or Commission) today issued an Order filing and settling charges against Bank of America, N.A. (Bank of America or the Bank) for attempted manipulation of…
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...Introduction Good morning and welcome. Earlier this summer, I had the privilege of delivering a keynote address at the Salzburg Global Finance Forum.[1]  As I noted in my remarks, it was thirteen years ago that I participated in my first Commodity Futures Trading Commission (CFTC or Commission) convening—a Joint Securities and Exchange Commission (SEC) and CFTC Staff Roundtable[2] on…
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...Testimony of Commissioner David D. Spears before the Committee on Agricultural, Nutrition and Forestry May 5, 1999 Mr. Chairman and Members of the Committee: I am pleased to appear on behalf of the Commodity Futures Trading Commission (Commission) today to discuss the Commission's pilot program for agricultural trade options. My testimony addresses the Commission's efforts to…
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...Remarks of Commissioner Thomas J. Erickson before the National Grain Trade Council, Phoenix, Arizona February 10, 2000 Introduction Good morning. It is good to be back among friends here at the Council. I had thought about opening by saying, "I’m from the government, and I’m here to help." Knowing that few of you would take comfort in such a statement, let me try a variation on that…
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... Federal Register, Volume 77 Issue 68 (Monday, April 9, 2012)[Federal Register Volume 77, Number 68 (Monday, April 9, 2012)] [Rules and Regulations] [Pages 21278-21310] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2012-7477] [[Page 21277]] Vol. 77 Monday, No. 68 April 9, 2012 Part III…
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… of the Federal Reserve Banks) or the Bank for International Settlements; (2) the Commission is proposing to define a … the Commission considers the Bank for International Settlements (BIS), of which the Federal Reserve and foreign … of the Federal Reserve Banks) or the Bank for International Settlements.\44\ The Commission believes an exemption from …
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... Dissenting Statement of Commissioner Sharon Y. Bowen Regarding Comparability Determination for Japan: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants September 8, 2016 I thank the staff for all of its hard work on this margin comparability determination…
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... GLOBAL DERIVATES MARKETS: CHALLENGES FOR REGULATORS AND EXCHANGES Address by Chairman Reuben Jeffery, III U.S. Commodity Futures Trading Commission Futures Industry Association, Japan Chapter January 17, 2006 Tokyo, Japan Introduction It is a great…
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… obtained over $300 million in civil monetary penalties in settlements. In addition, we continue to assist other …
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