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The Procurement Office (i.e., “Procurement Section”) resides within the Business Operations Branch of the Division of Administration and is charged with managing the Commission’s acquisition needs and overseeing and executing all CFTC procurement activities. The Procurement Office is also responsible for drafting and implementing procurement policy for the Commission and awarding and…
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… charges that Daniel Shak of Las Vegas, Nevada engaged in spoofing and in a manipulative and deceptive scheme in the … Shak from further violations of the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the …
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… the first time that the Commission will find a violation of spoofing in voice brokered swaps markets under Section … 4c(a)(5)(C) of the Act, 7 U.S.C. Section 6c(a)(5)(C) (“anti-spoofing provision”). Because this is a case of first … of the need to distinguish legitimate trading activity from spoofing, the Commission engaged in substantial …
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… Advisors LLC and Andrew Serotta , charging them with spoofing, engaging in a manipulative and deceptive scheme, … it for supervision failures relating to an employee’s spoofing. Here we are again. As alleged, Logista and its principal engaged in additional spoofing, and manipulative and deceptive conduct. The CFTC …
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures
… trader Adam Cobb-Webb for engaging in multiple instances of spoofing in West Texas Intermediate (WTI) light sweet crude … is also ordered to cease and desist from violating the spoofing prohibition in the Commodity Exchange Act (CEA). … in a long series of actions by the Commission to punish spoofing in the markets the Commission oversees,” said …
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… Daniel Shak of Las Vegas, Nevada, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. The Division of Enforcement staff …
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… a proprietary trading firm headquartered in California, for spoofing in 12 futures contracts—primarily, but not … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order against Tanius … action demonstrates the CFTC will not tolerate acts of spoofing, which threaten the integrity of the derivatives …
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… markets such as bribes and kickbacks or similar conduct. Spoofing CFTC Whistleblower Alert: Blow the Whistle on Spoofing in the Commodities and Derivatives Markets Whistleblowers can provide information related to spoofing in the commodities and derivatives markets. Bank …
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… Chicago, Illinois, for engaging in multiple instances of spoofing. Specifically, the order finds that Schwartz … also ordered to cease and desist from violating the CEA’s spoofing prohibition. Related Disciplinary Action The CFTC’s … … 8577-22 … CFTC Orders Chicago Trader to Pay $100,000 for Spoofing in Natural Gas and RBOB Futures …
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… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The … floor broker based in Chicago, Illinois, for engaging in spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … as well as entities, who engage in the unlawful practice of spoofing. We will continue to work closely with our …
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