Displaying results 131 - 140 of 200
… of cases his division brought against traders who utilize spoofing to manipulate market prices. Why joint prosecution …
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… . [10] Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets (May 12, 2023), …
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… include: 1) manipulative conduct, false reporting, spoofing; 2) supervision, financial integrity, and business …
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… with the intent to cancel before execution, also called spoofing. Distant or Deferred Months See Back Month . … in transactions at the close of any market session. Spoofing See Disruptive Trading Practice . Spot Market of …
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… efforts with respect to new forms of improper behavior like spoofing. Just last week our case against Navinder Sarao for spoofing was settled, and he pleaded guilty to criminal …
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… things, that Tower engaged in a manipulative and deceptive spoofing scheme resulting in the largest civil resolution … of Tower’s actions, which involved unprecedented levels of spoofing, I am not comfortable advising the SEC that the …
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… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … this new authority against a firm and its principal for spoofing in 2013, one of the first such cases, and last … the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
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… of May 6, the conversation concerned the definition of spoofing as a disruptive trade practice and transparency and …
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… futures markets; potential market manipulation; spoofing; the lack of convergence and elevated volatility …
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… task forces focused on four different substantive areas — spoofing and manipulative trading, virtual currency, insider …
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