Displaying results 161 - 170 of 200
Keynote Address of Chairman Timothy G. Massad before the Beer Institute Annual Meeting
… LIBOR. We have brought actions against those who engage in spoofing, one of the newer forms of attempted manipulation. …
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Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… charges against an individual who we believe engaged in spoofing and sought to manipulate the E-mini S&P 500 futures … organizations to strengthen their efforts to combat spoofing. The CFTC recently recommended, for example, that CME develop strategies to identify instances of spoofing and, as appropriate, pursue actions against …
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Testimony of J. Christopher Giancarlo Chairman U.S. Commodity Futures Trading Commission before the House Committee on Agriculture
… market. The Division has continued to bring significant spoofing cases, and recently filed the largest precious … for example, in charging individuals at a major bank with spoofing violations earlier this year based in part on the …
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CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark Interest Rates
... December 19, 2012 CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark…
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Testimony before the Senate Committee on Banking, Housing, and Urban Affairs, Subcommittee on Securities, Insurance, and Investment and Senate Committee on Homeland Security and Governmental Affairs, Permanent Subcommittee on Investigations
… execution of transactions during the closing period; and 3) spoofing (bidding or offering with the intent to cancel the …
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Remarks of Timothy G. Massad at the CME Global Financial Leadership Conference
… fraud schemes against retirees, to the new challenges like spoofing that come with our increasingly electronic markets. …
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Keynote Address of Chairman J. Christopher Giancarlo before FIA Annual Meeting, Boca Raton, Florida
… large market participants involved in commodities fraud and spoofing schemes. That action was the largest futures market …
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Testimony of Chairman J. Christopher Giancarlo before the House Committee on Agriculture, Washington, D.C.
… in jail. In January 2018, the CFTC filed manipulation and spoofing cases against six individuals in coordination with … Attorney General John P. Cronan Announces Futures Markets Spoofing Takedown, UNITED STATES DEPARTMENT OF JUSTICE, … ant-attorney-general-john-p-cronan-announces-futures-markets-spoofing [6] CFTC, NASAA Sign Agreement for Greater …
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Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
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Remarks of Chairman Timothy Massad before the National Energy Marketers Association
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
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