Displaying results 21 - 30 of 200
… Skudder , Global Ag LLC , and Nesvick Trading Group LLC for spoofing—bidding or offering with the intent to cancel the … of Trade. Some of their misconduct involved cross-market spoofing—i.e., spoofing in one market to benefit a position in another …
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… Spol. S.R.O. , of Bratislava, Slovakia, charging them with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … 8261-20 … CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets …
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… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme … Jiongsheng Zhao , of Australia, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by “spoofing” (bidding or offering with the intent to cancel the …
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… Donino and his employer, FNY Partners Fund LP , for spoofing—bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. The order against Donino requires him … and desist from violating the Commodity Exchange Act’s spoofing prohibition. The order against FNY Partners Fund …
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… 2019 CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures Washington, DC — The … and his employer, Heraeus Metals New York LLC , for spoofing — bidding or offering with the intent to cancel the … execution. The order against Lawrence finds he engaged in spoofing from at least May 2017 to January 2018 in silver …
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… January 29, 2018 CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme … of New York City, New York, charging him with spoofing (bidding or offering with the intent to cancel … the CFTC is dedicated to identifying those responsible for spoofing in our markets and holding them accountable.” The …
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… Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing Washington, DC — The U.S. Commodity Futures Trading … RtM Japan Ltd. (RtM Japan) for engaging in multiple acts of spoofing contracts on the New York Mercantile Exchange for … once again, that the Commission will aggressively pursue spoofing in our markets,” said CFTC Director of Enforcement …
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… and Cedric Chanu , former precious metals traders, for spoofing and engaging in a deceptive or manipulative scheme, … orders conclude that the defendants’ conduct constituted spoofing and a deceptive or manipulative scheme in violation … Jr., and Manal M. Sultan. The Division of Enforcement’s Spoofing Task Force also provided assistance. * * * * * * * …
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… and deceptive trading related to swaps with bond issuers, spoofing, and supervision and mobile device recordkeeping … has zero tolerance for manipulative, deceptive or spoofing transactions, including by registered swap … who supervised HSBC’s U.S. dollar swap desk, engaged in spoofing in the voice-brokered swaps market on a number of …
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