Displaying results 31 - 40 of 200
CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing 
… Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing  Washington, DC – The U.S. Commodity Futures … violating the Commodity Exchange Act’s (CEA) prohibition on spoofing (bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. “As these cases demonstrate, the CFTC …
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CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures
… , a proprietary trading firm headquartered in Chicago, for spoofing across four exchanges in various agricultural and … brought in connection with the Division of Enforcement’s Spoofing Task Force and is the first brought in parallel … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order imposes a …
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CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures
… September 21, 2018 CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … Mizuho Bank, Ltd. (Mizuho) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing.  The Order finds that during the period starting …
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CFTC Orders The Bank of Nova Scotia to Pay Record $77.4 Million for Spoofing and Making False Statements
… thousands of occasions of attempted manipulation and spoofing in gold and silver futures contracts traded on the … staff during the CFTC’s first investigation into the bank’s spoofing (False Statements Order), and a total of $60.4 million for spoofing and attempted manipulation (Spoofing Order). In …
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CFTC Finds that Proprietary Trading Firm Geneva Trading USA, LLC Engaged in Spoofing
… Proprietary Trading Firm Geneva Trading USA, LLC Engaged in Spoofing  Washington, DC — The Commodity Futures Trading … for engaging in the disruptive trading practice of “spoofing.” The Order finds that Geneva engaged in this … violating the Commodity Exchange Act’s prohibition against spoofing.  CFTC’s Director of Enforcement Comments James …
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CFTC Orders Sunoco to Pay $450,000 for Spoofing in Crude Oil, Gasoline, and Heating Oil Futures Contracts
… in Delaware and headquartered in Dallas, Texas, for spoofing—bidding or offering with the intent to cancel the … is brought in connection with the Division of Enforcement’s Spoofing Task Force. Case Background According to the order, … instances of the disruptive trading practice known as spoofing in futures contracts, including crude oil, …
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In CFTC Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks
… Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks Washington, DC — The U.S. … with the CFTC’s Division of Enforcement and admitted to spoofing in the futures markets. This case was brought in connection with the Division’s Spoofing Task Force.  “This enforcement action demonstrates …
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CFTC Charges Andre Flotron with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets
… January 29, 2018 CFTC Charges Andre Flotron with Spoofing and Engaging in a Deceptive and Manipulative Scheme … with engaging in a manipulative and deceptive scheme and spoofing in the precious metals futures markets on a … is committed to pursuing the individuals responsible for spoofing in our markets.” The CFTC Complaint alleges that …
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In CFTC Actions, Two Former Precious Metals Traders Admit To Engaging in Spoofing and Manipulation at New York Banks
… Two Former Precious Metals Traders Admit To Engaging in Spoofing and Manipulation at New York Banks Washington, DC — … CFTC’s Division of Enforcement (Division) and admitted to spoofing and manipulative conduct in the futures markets. … “Today’s enforcement actions send a clear message that spoofing and manipulation in our markets will not be …
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CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets
… Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets Bank’s … Bank of Nova Scotia ( BNS) for engaging in multiple acts of spoofing in gold and silver futures contracts traded on the … violating the Commodity Exchange Act’s prohibition against spoofing.  BNS was notified of the misconduct by its Futures …
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