Displaying results 51 - 60 of 200
CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
… HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets CFTC … (USA) Inc . (HSBC) for engaging in numerous acts of spoofing with respect to certain futures products in gold … violating the Commodity Exchange Act’s prohibition against spoofing, and to take specified steps to implement and …
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CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets
… 29, 2018 CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme … Chanu , a United Arab Emirates resident, charging them with spoofing and engaging in a manipulative and deceptive scheme … McDonald, the CFTC’s Director of Enforcement, commented: “Spoofing undermines the integrity of our markets and gives …
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CFTC Orders Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market
… Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market Washington DC – The … broker, for engaging in the disruptive trading practice of “spoofing” (bidding or offering with the intent to cancel … CFTC Order finds that Singhal frequently engaged in this spoofing activity by first entering larger limit orders on …
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CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals
… January 29, 2018 CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche … banks and six individuals involved in commodities fraud and spoofing schemes. Division of Enforcement Director James McDonald said, “Spoofing is a particularly pernicious example of bad actors …
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In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme
… Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme  Washington, … requiring him to pay a $100,000 civil monetary penalty for spoofing and engaging in a deceptive or manipulative scheme through his spoofing in violation of the Commodity Exchange Act (CEA) …
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CFTC Orders Logista Advisors LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange
… LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange Washington, DC – The … in the disruptive trading practice commonly known as “spoofing” ( i.e ., bidding or offering with the intent to … LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange …
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CFTC Orders Deutsche Bank to Pay $30 Million Penalty for Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets
… Penalty for Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets Deutsche … metals futures contracts by utilizing a variety of manual spoofing techniques with respect to precious metals futures … programs and systems and controls to detect and deter spoofing by DB personnel.  The Order recognizes that DB …
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CFTC Charges United Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets
… Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets Court Issues … engaged in unlawful disruptive trading practices known as “spoofing” in the gold and silver futures markets by placing … before execution. Based on Defendants’ pattern of unlawful spoofing conduct and the potential for dissipation of …
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CFTC Orders Chicago Trading Firm and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme
… and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme Washington, DC – … against Hard Eight Futures, LLC and Igor Chernomzav for spoofing – bidding or offering with the intent to cancel the … and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme …
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Digital Asset Frauds
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