Displaying results 61 - 70 of 200
CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures
… Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in … Inc. (MLCI), a provisionally registered swap dealer, for spoofing, manipulation, and attempted manipulation over a … That’s why we will continue to keep our markets free from spoofing and manipulation.” The Order specifically finds …
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CFTC Orders Futures Trader and Trading Firm to Pay $2.3 Million in Penalties for Cross-Market and Single-Market Spoofing and Manipulative Scheme
… Million in Penalties for Cross-Market and Single-Market Spoofing and Manipulative Scheme Washington, DC —The … Victory Asset, Inc. (Victory) and Michael D. Franko for spoofing—bidding or offering with the intent to cancel the … Period).  One aspect of scheme involved cross-market spoofing—i.e., spoofing in one market to benefit a position …
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Investor Alert: Relationship Investment Scams
… Scam Stranger Texts: Don’t Answer Unsolicited Messages Spoofing/Phishing Scams FinCEN Reminds the Public to be Wary …
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CFTC Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related Supervision Failures
… Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related … against Citigroup Global Markets Inc. (Citigroup) for spoofing — bidding or offering with the intent to cancel the … of its employees and agents in conjunction with the spoofing orders. Citigroup’s unlawful conduct occurred …
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CFTC Charges U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing
… Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing The CFTC Complaint Alleges that Defendants’ … with unlawfully manipulating, attempting to manipulate, and spoofing — all with regard to the E-mini S&P 500 near month … variety of exceptionally large, aggressive, and persistent spoofing tactics.  In particular, according to the …
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Federal Court in Chicago Orders U.K. Resident Navinder Singh Sarao to Pay More than $38 Million in Monetary Sanctions for Price Manipulation and Spoofing
… Million in Monetary Sanctions for Price Manipulation and Spoofing Sarao Admits to Contributing to Extreme Order Book … with unlawfully manipulating, attempting to manipulate, spoofing, and use of a manipulative device — all with regard … commented: “As this case makes clear, the dangers of spoofing are real.  Mr. Sarao's spoof orders distorted …
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CFTC Submits Proposed Consent Order to Federal Court in Chicago that Would Resolve the CFTC’s Price Manipulation and Spoofing Action against U.K. Resident Navinder Singh Sarao
… that Would Resolve the CFTC’s Price Manipulation and Spoofing Action against U.K. Resident Navinder Singh Sarao Sarao Pleaded Guilty to Spoofing and Wire Fraud Charges in a Related Criminal Action … , with unlawfully manipulating, attempting to manipulate, spoofing, and use of a manipulative device — all with regard …
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Federal Court Orders UAE Residents Heet Khara and Nasim Salim to Pay Combined Civil Monetary Penalties of $2.69 Million for Spoofing in the Gold and Silver Futures Markets
… Pay Combined Civil Monetary Penalties of $2.69 Million for Spoofing in the Gold and Silver Futures Markets Washington, … Arab Emirates (UAE), prohibiting them from engaging in spoofing in violation of the Commodity Exchange Act. The … million civil monetary penalty to settle CFTC charges of spoofing in the gold and silver futures markets. The Order …
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CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures Markets and Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets
… June 2, 2017 CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures … charges against David Liew for engaging in numerous acts of spoofing, attempted manipulation, and, at times, … In the Order, Liew admits the facts of his manipulation and spoofing activity and acknowledges that his conduct violated …
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CFTC Orders Panther Energy Trading LLC and its Principal Michael J. Coscia to Pay $2.8 Million and Bans Them from Trading for One Year, for Spoofing in Numerous Commodity Futures Contracts
… $2.8 Million and Bans Them from Trading for One Year, for Spoofing in Numerous Commodity Futures Contracts First Case … Dodd-Frank’s Prohibition of the Disruptive Practice of Spoofing by Bidding or Offering with Intent to Cancel before … New Jersey, for engaging in the disruptive practice of “spoofing” by utilizing a computer algorithm that was …
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