Displaying results 111 - 120 of 184

Federal Court in Florida Imposes over $35 Million in Sanctions against Florida Company AmeriFirst Management LLC and its Principals, John P. D’Onofrio, George E. Sarafianos, and Scott D. Piccininni, for Fraudulent Precious Metals Scheme

… E. Sarafianos, and Scott D. Piccininni, for Fraudulent Precious Metals Scheme Washington, DC – The U.S. Commodity Futures … monetary penalty in connection with operating a fraudulent precious metals scheme (see CFTC Press Release and Complaint …

Federal Court in Florida Orders K.B. Concepts Group, LLC and Kelvin Burgos to Pay More than $486,300 in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … LLC (K.B. Concepts) for engaging in illegal, off-exchange precious metals transactions. Burgos, a resident of Florida, …

Federal Court in Nevada Orders My Global Leverage, LLC and Toney Blondo Eggleston to Pay More than $1.4 Million in Restitution and a Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… a Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … Coast, California, for engaging in illegal, off-exchange precious metals transactions. The Court’s Order requires MGL …

CFTC to Hold Public Meeting to Examine Futures and Options Trading in the Metals Markets

… Meeting to Examine Futures and Options Trading in the Metals Markets Washington, DC – United States Commodity … 2010, to examine the trading of futures and options in the precious and base metals markets. The meeting will be open to the public and …

Federal Court Orders Florida Resident Richard Morello and His Florida Company, Vertical Integration Group LLC, to Pay over $2.5 Million in Monetary Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… in Monetary Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions Junior Alexis, Florida Resident and … Beach, Florida, for engaging in illegal, off-exchange precious metals transactions. The Order, entered on …

Federal Court in Florida Enters Preliminary Injunction Order against Hunter Wise Commodities, LLC, Lloyds Commodities, LLC, and 18 Other Defendants in Connection with Operating a Multi-Million Dollar Fraudulent Precious Metals Scheme

… Connection with Operating a Multi-Million Dollar Fraudulent Precious Metals Scheme Finding that new Dodd-Frank anti-fraud … hundreds of customers since July 2011 to invest in physical precious metals, such as gold, silver, platinum, palladium, …

CFTC Orders Florida Resident Alan M. Kneller and His Company American Portfolio Asset Management, Inc. to Pay Restitution and a Civil Monetary Penalty Totaling More than $578,000 in Precious Metals Enforcement Action

… and a Civil Monetary Penalty Totaling More than $578,000 in Precious Metals Enforcement Action Order Also Permanently Bars … illegally offering off-exchange financed transactions in precious metals to retail customers and failing to register …

CFTC Announces Participants for Public Meeting to Examine Futures and Options Trading in the Metals Markets

… Meeting to Examine Futures and Options Trading in the Metals Markets Washington, DC – The Commodity Futures … to examine the trading of futures and options in the precious and base metals markets. The meeting is scheduled to begin at 9:00 …

CFTC Charges Florida Attorney Jay Bruce Grossman with Aiding and Abetting Illegal Metals Transactions and Fraud

… Jay Bruce Grossman with Aiding and Abetting Illegal Metals Transactions and Fraud Washington, DC — The U.S. … clients in their operation of illegal and fraudulent precious metals schemes, in violation of the Commodity … callous, and blatant” fraud in their operation of a precious metals scheme and ordered Hunter Wise and its …

CFTC Orders Florida Residents Ted L. Romeo, Richard D. Schrutt, and Their Company Cypress Wealth Management Group, Inc. to Pay Restitution and Civil Monetary Penalties Totaling More than $530,000 in Precious Metals Enforcement Action

… and Civil Monetary Penalties Totaling More than $530,000 in Precious Metals Enforcement Action Order Also Permanently Bars … illegally offering off-exchange financed transactions in precious metals to retail customers and failing to register …