Displaying results 121 - 130 of 184

CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations

… Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations Washington, … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and JGCF LLC, and Owners Scott Newcom and Anthony Pulieri to Pay over $1 Million in Restitution and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers

… and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers Washington DC – The U.S. … illegal, fraudulent off-exchange financed transactions in precious metals with retail customers. The CFTC Order, filed …

Federal Court Orders Florida Resident Lawrence Scott Spain and His Florida Company, Palm Beach Capital LLC, to Pay More than $520,000 in Restitution for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… in Restitution for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … (the Defendants), for engaging in illegal, off-exchange precious metals transactions. The Order requires the …

Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … Kurzbard engaged in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions Court Also Imposes Permanent Trading and … Labadie engaged in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Trading Bans against Sentry Asset Group, LLC dba Sentry Asset Management, LLC, and John Pakel for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… LLC, and John Pakel for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC - The U.S. Commodity … by telephone to engage in leveraged, margined, or financed precious metals transactions. During that period, the Order …

Federal Court Orders Florida Resident Todd Owen Marshall, Harvard Assets LLC, London Assets Inc. & Harvard International Trading, Inc. to Pay More than $2.4 Mln for Engaging in Illegal, Off-Exchange Precious Metals Transactions & Registration Violations

… $2.4 Million Total for Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations Washington, … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

COURT PRELIMINARILY ENJOINS DEFENDANTS FROM CONTINUING TO OPERATE IN A CASE ALLEGING AN $18 MILLION FRAUDULENT PRECIOUS METALS SCHEME; Court Found that Defendants -- Including IBS Inc. and IMC Trading Inc. -- Fraudulently Solicited Customers From Offices In Four States

… TO OPERATE IN A CASE ALLEGING AN $18 MILLION FRAUDULENT PRECIOUS METALS SCHEME; Court Found that Defendants -- Including IBS …

CFTC CHARGES IMC COMMON ENTERPRISE AND THREE INDIVIDUALS IN $18 MILLION FRAUDULENT PRECIOUS METALS SCHEME; Court Freezes Defendants' Assets and Appoints Receiver to Take Control of Business; CFTC Charges Defendants with Fraudulently Telemarketing Customers And Offering Illegal Futures Contracts

… ENTERPRISE AND THREE INDIVIDUALS IN $18 MILLION FRAUDULENT PRECIOUS METALS SCHEME; Court Freezes Defendants' Assets and Appoints …

Federal Court Orders Purported Metals Dealer and His Companies to Pay More Than $8 million for Fraud and Misappropriation of Customer Funds in CFTC Action

… March 4, 2019 Federal Court Orders Purported Metals Dealer and His Companies to Pay More Than $8 million … Loconte, Michael Solinsky and Rick Glaser. * * * * * CFTC’s Precious Metals Customer Fraud Advisory The CFTC has issued … that provide the warning signs of fraud, including the Precious Metals Fraud Advisory , which alerts customers to …