Displaying results 151 - 160 of 184
… of Customer Funds (MF Global, Peregrine and Others). Precious Metals Fraud Charges under Dodd-Frank • Under the Dodd-Frank … who solicited retail customers to invest in financed precious metals transactions, which were executed through …
… three years, among other undertakings. Illegal Off-Exchange Metals Fraud • Successful Trial of Major Metals Dealer - Won … fraud charges in connection with financed transactions in precious metals that resulted in millions of dollars in … to be executed on exchange. Along with the other precious metals cases described below, this action is a …
… claim to trade foreign currency exchange (forex) contracts, precious metals contracts, or digital assets. This advisory is part … trader, and offer to help the victims trade forex, precious metals, or digital assets. However, the trading …
… futures trading or buying physical commodities, such as precious metals. The Market Participants Division (MPD) issued the … said MPD Acting Director Amanda Olear. “Investing in precious metals is not inherently risky, however investors …
… $33 million in restitution and a $5 million CMP against precious metals firm Monex Deposit Company and its affiliated … commodity transactions. [Press Release 8771-23 ] Charging precious metals dealers with fraudulently soliciting more …
… accounts managed by the Defendants). Illegal, Off-Exchange Precious Metals Transactions Under the Dodd-Frank Act, financed transactions in precious metals with retail customers are illegal …
… mistake. Recent scams targeting older adults include: Precious metals scams that encourage seniors to tap into their … wants to discuss trading or investing in digital assets, precious metals, over-the-counter foreign exchange (also …
… duties at RtM Japan and embark on a rotation on a precious metals trading desk. The trader had no trading experience, … develop and implement a comprehensive risk assessment for precious metals trading. This cooperation and remediation is …
… years and involved hundreds of thousands of spoof orders in precious metals and U.S. Treasury futures contracts on the Commodity … 2008 through 2016, JPM, through numerous traders on its precious metals and Treasuries trading desks, including the …
… foreign currencies, binary options, digital currencies, and precious metals. The CFTC encourages consumers to fully research all … the warning signs of fraud, covering such investments as precious metals, foreign currency commodity pools, binary …