Displaying results 161 - 170 of 184
CFTC Orders The Bank of Nova Scotia to Pay Record $77.4 Million for Spoofing and Making False Statements
… for spoofing engaged in by traders on the bank’s New York precious metals desk from June 2013 through June 2016. In that order, … and omitted material facts regarding the universe of BNS’s precious metal futures accounts, traders, and the Tag50s its …
CFTC Designates NYSE Liffe, LLC as a Contract Market
… N.V. NYSE Liffe will initially list for trading the precious metals contracts currently traded on the Board of Trade of … well as mini gold and silver contracts. The transfer of the metals contracts from CBOT to NYSE Liffe is scheduled to …
CFTC Charges California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital Asset Commodities and Forex
… Fraud Advisories and Articles , including Avoid Forex, Precious Metals, and Digital Asset Romance Scams , which warn users … claim to trade foreign currency exchange (forex) contracts, precious metals contracts, or digital assets. The CFTC also …
CFTC Signs SOI with Japan’s Ministry of Economy, Trade and Industry (METI) and Ministry of Agriculture, Forestry and Fisheries (MAFF)
… Financial Services Agency (JFSA). METI has oversight over precious metals, base metals, rubber and energy related products, and MAFF has …
CFTC Charges Bogus Digital Asset Platform with Fraud and Misappropriation in an Online Romance Scam
… Fraud Advisories and Articles , including Avoid Forex, Precious Metals, and Digital Asset Romance Scams , which warns users … claim to trade foreign currency exchange (forex) contracts, precious metals contracts, and/or digital assets.  The CFTC …
CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing 
… the integrity of our markets—like the financial and precious metals futures markets at issue here—and to rooting out … Inc. for engaging in spoofing on multiple occasions in the precious metals futures markets from at least November 2013 …
CFTC Charges Canadian Couple with Fraud and Misappropriation in Connection with the Operation of a Commodity Pool
… for Purposes of Trading Commodity Futures, Options, Metals and Currency Washington, DC - The U.S. Commodity … which purported to trade in a commodity futures, options, precious metals, and foreign currency-based investment program. In …
CFTC Launches New Video Series Featuring Fraud Victims
… business, was skillfully scammed out of his retirement in a precious metals scheme. Commonly, these schemes involve fraudulent … about earnings potential and the safety of investing in metals like platinum, gold, and silver, as in Bauman’s case. …
CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority
… by people acting as legitimate providers of investments in precious metals like gold and silver. We will use this authority …
CFTC Commissioner Pham Announces Additional Staff Appointment
… investigations and litigation involving digital assets, precious metals, market manipulation, and fraud. She served on the …