Displaying results 51 - 60 of 183
CFTC Orders Florida Resident Isaac Grossman and His Company, London Metals Market LLC, to Pay over $121,000 in Restitution for Illegal, Off-Exchange Precious Metals Transactions
… Florida Resident Isaac Grossman and His Company, London Metals Market LLC, to Pay over $121,000 in Restitution for Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. … Beach, Florida, for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires …
CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud
… May 17, 2011 CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud American Precious Metals, allegedly a boiler room telemarketing firm, …
Federal Court Finds Former Precious Metals CEO Robert Escobio in Contempt of Court for Failure to Pay Restitution to Defrauded Customers
… April 1, 2019 Federal Court Finds Former Precious Metals CEO Robert Escobio in Contempt of Court for Failure … to defrauded customers of Mr. Escobio’s now-defunct precious metals firm, Southern Trust Metals, Inc. (“Southern …
Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million for Fraud and Misappropriation in Gold and Silver Scheme
… March 18, 2019 Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million … and the misappropriation of customer funds in a precious metals scheme. The court’s Order requires the …
CFTC Orders Deutsche Bank to Pay $30 Million Penalty for Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets
… Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets Deutsche Bank’s Penalty Was … at least September 2014, DB AG, by and through certain precious metals traders (Traders), engaged in a scheme to …
Federal Court Orders Precious Metals Traders to Pay Penalties and Imposes Trading Bans for Spoofing and Engaging in a Deceptive or Manipulative Scheme
… orders against  James Vorley and Cedric Chanu , former precious metals traders, for spoofing and engaging in a deceptive or … by violators of the CEA.  … 8511-22 … Federal Court Orders Precious Metals Traders to Pay Penalties and Imposes Trading …
Federal Court Orders Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals Scheme
… to customers in connection with the purchase and sale of precious metals . [See CFTC Press Release No. 8606-22 ] “The Commission is resolute in rooting out fraud in the precious metals markets,” said Director of Enforcement Ian …
CFTC Approves CBT Proposal to Increase Maximum Daily Price Fluctuation Limits for Its Agricultural and Precious Metal Futures and Option Contracts, 
… Daily Price Fluctuation Limits for Its Agricultural and Precious Metal Futures and Option Contracts,  …
In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme
… February 7, 2019 In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for … Order on February 5, 2019, against Andre Flotron , a former precious metals trader for UBS AG, requiring him to pay a …
CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert Escobio, and His BVI-Based Entity Loreley Overseas Corp., with Operating an Illegal Precious Metals Scheme, among other Violations
… August 1, 2014 CFTC Charges Florida-Based Southern Trust Metals, Inc. and Robert Escobio, and His BVI-Based Entity Loreley Overseas Corp., with Operating an Illegal Precious Metals Scheme, among other Violations Defendants … Solicited over $3.5 Million from Customers in the Precious Metals Scheme and in a Separate Unlawful Commodity …