Displaying results 61 - 70 of 183
CFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Charles DiCrisci with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Orders Georgia Resident Todd Young and His Company, Young Scott & Associates, to Cease Illegal Fictitious Precious Metals Sales
… Young Scott & Associates, to Cease Illegal Fictitious Precious Metals Sales Order includes restitution award and … & Associates (YSA), for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires Young …
California Federal Court Enters Permanent Injunction Against Linton Samaru in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals
… in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals …
CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures
… for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures Washington, DC – The Commodity Futures … manipulation over a six-year period with respect to certain precious metals futures contracts traded on the Commodity …
CFTC Orders Florida Resident Matthew L. Hall to Pay over $200,000 in Restitution for Illegal, Off-Exchange Precious Metals Transactions
… Pay over $200,000 in Restitution for Illegal, Off-Exchange Precious Metals Transactions Washington, DC - The U.S. Commodity … Exchange Group (PEG), for engaging in illegal, off-exchange precious metals transactions. Hall resides in West Palm …
The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme
… Court for the Central District of California against precious metals dealer Regal Assets LLC , its owner and CEO Tyler G. … defendants with misappropriating customer funds to purchase precious metals from Regal Assets. The majority of the funds …
CFTC Charges Florida-Based Guardian Asset Group, LLC and Andrew Kurzbard with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Andrew Kurzbard with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Florida-Based KB Concepts Group, LLC and Kelvin Burgos with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Kelvin Burgos with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that defendants … customers in connection with financed transactions in precious metals Washington, DC - The U.S. Commodity Futures …
CFTC Orders Florida Residents Isaiah Goldman and Brock Catronio and their Companies, Paramount Metals Exchange and Paramount Credit, to Pay More than $2.5 Million in Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Goldman and Brock Catronio and their Companies, Paramount Metals Exchange, LLC and Paramount Credit, LLC, to Pay More … Million in Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. … Beach, Florida, for engaging in illegal, off-exchange precious metals transactions. Goldman resides in Boca Raton, …