Displaying results 71 - 80 of 183
CFTC Orders Florida-Based Midwest Metals Exchange and Its Owner, Brian S. Ekasala, to Pay Restitution and a Civil Monetary Penalty Totaling More than $522,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… February 4, 2015 CFTC Orders Florida-Based Midwest Metals Exchange and Its Owner, Brian S. Ekasala, to Pay … More than $522,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington DC – The U.S. … Lauderdale, Florida, for engaging in illegal, off-exchange precious metals transactions. The CFTC Order requires …
CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide
… Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide …
CFTC Charges Florida-Based Mark Olsen Mining Company and Betty Lea Grimes with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Betty Lea Grimes with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC - The Commodity Futures … with engaging in illegal, off-exchange transactions in precious metals with retail customers on both a fully paid …
CFTC Orders Two California Precious Metals Companies to Pay Over $1 Million for Fraud, Illegal Offering of Retail Commodity Transactions, and Registration Violations
… charges against Goldline, Inc . (Goldline) and A-Mark Precious Metals , Inc. (A-Mark), both California companies, for fraud … customers’ orders for leveraged, margined, or financed precious metals transactions. Retail customers entered into …
CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts
… District of Texas against Dallas-based Damien Moran , and precious metals dealer companies Crown Bullion, Inc. and Bright … Metals) for fraudulently soliciting customers to purchase precious metals in self-directed individual retirement …
The CFTC and State Regulators in California and Hawaii Charge Los Angeles Area Precious Metals Dealer in Ongoing $61 Million Fraud Targeting the Elderly
… Court for the Central District of California against a precious metals dealer, its chief executive officer (CEO), and a … to protect the investors and root out fraud in the precious metals markets,” said Director of Enforcement Ian …
CFTC Issues Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs and Concept Release
… Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs and Concept Release … Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based Exchange-Traded Funds (ETFs) … of holdings of the underlying physical commodity, usually a precious metal (in this case, palladium or platinum). …
CFTC Charges Florida-Based Sentry Asset Group, LLC and its Owner, John Pakel, with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Owner, John Pakel, with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges New York-Based The Yorkshire Group Inc. and Its Owner, Scott Platto with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Owner, Scott Platto with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … engaging in illegal, off-exchange financed transactions in precious metals with retail customers. The Complaint further …