Displaying results 81 - 90 of 183
In CFTC Enforcement Action, Federal Court Orders Florida Resident Martin Sommers and His Company International Monetary Metals, Inc. to Pay over $9.8 Million for Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations
… Martin Sommers and His Company International Monetary Metals, Inc. to Pay over $9.8 Million for Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations … with engaging in illegal, off-exchange transactions in precious metals (including gold and silver) with retail …
CFTC Charges Florida-Based Worth Group Inc. and Its Principals, Andrew Wilshire and Eugenia Mildner, in Multi-Million Dollar Fraudulent Precious Metals Scheme
… and Eugenia Mildner, in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that Defendants, who took in more … than $73 million, defrauded customers in connection with precious metals transactions and engaged in illegal …
The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly
… Court for the Central District of California against a precious metals dealer and its owner for orchestrating a $68 million … approximately $68 million in investor funds to purchase precious metals and fraudulently overpriced silver coins. …
CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Nevada-Based My Global Leverage, LLC and Toney Blondo Eggleston with Engaging in Illegal, Off-Exchange Precious Metals Transactions with Retail Customers
… Blondo Eggleston with Engaging in Illegal, Off-Exchange Precious Metals Transactions with Retail Customers Washington, DC – … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
Federal Court Imposes $15.7 Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action
… Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action In … Firm with Misappropriation and Fraudulent Solicitation in a Precious Metals Scheme that Defrauded at Least 381 Customers …
CFTC Charges California Resident Hannes Tulving, Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme
… and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme At Least 381 Customers Nationwide Allegedly … solicitation and misappropriation in connection with the precious metals markets. Neither Defendant has ever been …
CFTC Charges Florida-Based AmeriFirst Management LLC and Its Owners, John P. D’Onofrio, George E. Sarafianos, and Scott D. Piccininni, in Multi-Million Dollar Fraudulent Precious Metals Scheme
… and Scott D. Piccininni, in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that the Defendants engaged in … and deceived retail customers regarding financed precious metals transactions Washington, DC – The U.S. …
CFTC Orders Double Eagle Enterprises, LLC and Eric Arlt to Pay More than $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action
… $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action Order also Permanently Bars … illegally offering off-exchange financed transactions in precious metals with retail customers, and failure to …
CFTC Charges Florida Companies, Three Principals, With Nationwide Telemarketing Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities
… Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities …