Displaying results 21 - 30 of 90
Statement of Commissioner Kristin N. Johnson Regarding CFTC Order Finding That Jeremy Rounsville of Hunt County Texas, Defrauded Customers in Digital Asset Arbitrage Scheme
… June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams (issued Feb. 2, …
Chairman J. Christopher Giancarlo Comments on Brexit, Financial Stability Oversight Council
… derivatives on interest rates, Brent crude oil and various precious and industrial metals.   The final concern is that amendments to existing …
Statement of CFTC Director of Enforcement James McDonald
… misconduct stretches across multiple futures markets—from precious metals, like gold and silver, to the Dow, NASDAQ, and S&P …
Keynote Address of Chairman Timothy G. Massad before the Beer Institute Annual Meeting
… in the grains complex, or perhaps hedging the cost of metals for packaging – or even the electricity and other … actions against traditional types of frauds, such as precious metal investment scams perpetrated on retirees. And …
Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… Hunter Wise and a number of smaller firms for perpetrating precious metals scams. Congress also gave us new authority to attack … and other misconduct of registered entities such as precious metals schemes and other forms of market …
Opening Statement, Public Meeting on Final Rules Under the Dodd-Frank Act
… at the grocery store will be the same price. Investments in precious metals will continue to rise and fall unpredictably. Things …
Testimony of Chairman Rostin Behnam Regarding “Examining Digital Assets: Risks, Regulation, and Innovation”
… directly exchange agriculture commodities, energy products, precious metals, and even digital assets.  As history demonstrates, … to now overseeing markets in everything from energy and precious metals to financial indices and swaps.  And we now …
Statement of Commissioner Christy Goldsmith Romero In Support of Enforcement Action Against Bank of Nova Scotia For Widespread Use of Whatsapp and Text Messaging to Evade Regulatory Oversight
… manipulation scheme where BNS made thousands of orders of precious metals futures contracts that it knew it would cancel before … of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets , (Oct. 1, 2018) …
Address by Chairman James E. Newsome of the U.S. Commodity Futures Trading Commission before the Bond Market Association, New York, New York
… such as agricultural commodities, energy products, and metals, as well as contracts based on financial measures … agricultural contracts, and the remainder in contracts on precious metals and energy products, such as crude oil and natural …
Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C.
… partnered to combat fraud in forex, commodity pools and precious metals. This partnership has been facilitated by the fact … the CFTC and South Carolina worked together to stop a precious metals Ponzi scheme where the defendants …