Displaying results 111 - 120 of 360
Federal Court Permanently Bans and Imposes an over $300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals
… transactions in Ether, Litecoin and Bitcoin, in addition to precious metals and foreign currency, with retail customers on a … Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals …
Federal Court in Florida Orders Joseph Charles DiCrisci to Pay More than $2.9 Million in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions Court Earlier Entered a Default Judgment … Inc. (Oakmont), for engaging in in illegal, off-exchange precious metals transactions (see CFTC Complaint and Press …
Federal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties and Restitution of Almost $3 Million to Settle CFTC Charges of Operating an Illegal, Off-Exchange Precious Metals Scheme
… Settle CFTC Charges of Operating an Illegal, Off-Exchange Precious Metals Scheme The Vandiviers Were also Charged with … in connection with illegal, off-exchange transactions in precious metals. Cindy Vandivier is the wife of Paul …
Federal Court in Florida Orders James Burbage, Frank Gaudino, and Their Companies to Pay over $5 Million in Restitution and Penalties to Settle Charges Related to Illegal, Off-Exchange Precious Metals Transactions
… to Settle Charges Related to Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … the CFTC had sued for their role in a multi-million dollar precious metals scheme orchestrated by Hunter Wise …
CFTC Orders Florida Resident Louis J. Ferone to Pay Restitution and a Civil Monetary Penalty Totaling More than $155,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… More than $155,000 for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … monetary penalty, for engaging in 17 illegal, off-exchange precious metals transactions. Ferone has never been …
Federal Court Orders Two Florida Men and Their Companies to Pay More than $3.3 Million in Restitution and Penalties to Settle Charges Stemming from Role in Illegal, Off-Exchange Precious Metals Transactions
… Settle Charges Stemming from Role in Illegal, Off-Exchange Precious Metals Transactions The CFTC Sued John King and Newbridge … who the CFTC sued for their role in a multi-million dollar precious metals scheme orchestrated by Hunter Wise …
Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds Anti-Fraud Action
… Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds Anti-Fraud Action Slemmer Enterprises, … fraudulently solicited customers in connection with precious metals and diamonds transactions, misappropriated …
CFTC and State of Utah Amend Their Complaint Against Rust Rare Coin and Gaylen Rust to Charge Additional Defendants for Participating in $200 Million Salt Lake City Precious Metals Ponzi Scheme
… Defendants for Participating in $200 Million Salt Lake City Precious Metals Ponzi Scheme  Washington, DC — The Commodity Futures … Rust) actively participated and aided and abetted, in a precious metals Ponzi scheme with defendants Gaylen Dean …
Federal Court Orders Florida-based Mintco LLC and its Owners, Stuart Rubin and Richard Zimmerman, to Pay $340,000 in Civil Monetary Penalties for Engaging in Illegal Off-Exchange Precious Metals Transactions
… Monetary Penalties for Engaging in Illegal Off-Exchange Precious Metals Transactions Washington DC – The Commodity Futures … finding that all Defendants engaged in illegal off-exchange precious metals transactions and further that Rubin and …
CFTC Files Anti-Fraud Action against California Companies 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc. and their Employees, Bharat Adatia, Sharief McDowell and Todd Krejci
… California Companies 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc. and their Employees, Bharat Adatia, Sharief … action against 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc., both of Laguna Niguel, Calif., and …