Displaying results 131 - 140 of 360

CFTC Orders Florida Resident Alan M. Kneller and His Company American Portfolio Asset Management, Inc. to Pay Restitution and a Civil Monetary Penalty Totaling More than $578,000 in Precious Metals Enforcement Action

… and a Civil Monetary Penalty Totaling More than $578,000 in Precious Metals Enforcement Action Order Also Permanently Bars … illegally offering off-exchange financed transactions in precious metals to retail customers and failing to register …

CFTC Announces Participants for Public Meeting to Examine Futures and Options Trading in the Metals Markets

… Meeting to Examine Futures and Options Trading in the Metals Markets Washington, DC – The Commodity Futures … to examine the trading of futures and options in the precious and base metals markets. The meeting is scheduled to begin at 9:00 …

CFTC Charges Florida Attorney Jay Bruce Grossman with Aiding and Abetting Illegal Metals Transactions and Fraud

… Jay Bruce Grossman with Aiding and Abetting Illegal Metals Transactions and Fraud Washington, DC — The U.S. … clients in their operation of illegal and fraudulent precious metals schemes, in violation of the Commodity … callous, and blatant” fraud in their operation of a precious metals scheme and ordered Hunter Wise and its …

CFTC Orders Florida Residents Ted L. Romeo, Richard D. Schrutt, and Their Company Cypress Wealth Management Group, Inc. to Pay Restitution and Civil Monetary Penalties Totaling More than $530,000 in Precious Metals Enforcement Action

… and Civil Monetary Penalties Totaling More than $530,000 in Precious Metals Enforcement Action Order Also Permanently Bars … illegally offering off-exchange financed transactions in precious metals to retail customers and failing to register …

CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations

… Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations Washington, … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and JGCF LLC, and Owners Scott Newcom and Anthony Pulieri to Pay over $1 Million in Restitution and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers

… and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers Washington DC – The U.S. … illegal, fraudulent off-exchange financed transactions in precious metals with retail customers. The CFTC Order, filed …

Federal Court Orders Florida Resident Lawrence Scott Spain and His Florida Company, Palm Beach Capital LLC, to Pay More than $520,000 in Restitution for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… in Restitution for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … (the Defendants), for engaging in illegal, off-exchange precious metals transactions. The Order requires the …

Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … Kurzbard engaged in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions Court Also Imposes Permanent Trading and … Labadie engaged in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …

Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Trading Bans against Sentry Asset Group, LLC dba Sentry Asset Management, LLC, and John Pakel for Engaging in Illegal, Off-Exchange Precious Metals Transactions

… LLC, and John Pakel for Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC - The U.S. Commodity … by telephone to engage in leveraged, margined, or financed precious metals transactions. During that period, the Order …