Displaying results 211 - 220 of 360

Disciplinary History

… Noel R82-57-82-214 85. Bockhorn, Don R77-201 86. Bolard Precious Metals R79-121-79-467 Corporation R79-171-79-315 … Glass, George R81-1064-82-140 R81-939-82-218 327. Global Precious Metals 82-R360 328. Glover, John J. R80-264-80-325 …

Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture

… cost, and manufacturers to hedge the price of industrial metals. They enable exporters to hedge foreign exchange risk … enforcement authority to address fraud in the precious metals space is one example. These schemes, which … assets, purport to offer consumers the ability to buy precious metals like gold using pre-arranged financing. …

CFTC Commissioner Pham Announces Additional Staff Appointment

… investigations and litigation involving digital assets, precious metals, market manipulation, and fraud. She served on the …

Opening Statement at the Meeting of the Commodity Futures Trading Commission

… issues related to the trading of futures and options in the precious metals markets, such as silver and gold, and to consider the …

Office of Customer Education and Outreach (OCEO)

… more are lost to fraud in cash markets for crypto assets, precious metals, or leveraged over-the-counter foreign exchange … more are lost to fraud in cash markets for crypto assets, precious metals, or leveraged over-the-counter foreign …

Federal Court Orders Canadian Trio to Pay More than Equivalent $2.2 Million in Restitution, Disgorgement and Penalties in CFTC Commodity Pool Anti-Fraud Action

… invest in commodity futures, options, foreign exchange and precious metals. According to the orders, Infinity never did any …

Keynote Address of Ian McGinley Before the New York City Bar Association Futures and Derivatives Committee Conference

…   And similarly contrast Mitsubishi and Tanius with Heraeus Metals, where spoofing occurred hundreds of times, and where … Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets (Oct. 1, 2019), CFTC Orders … Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets . [7] See Press Release No. …

Article: Financial Scammers Flock to Social Media

… These sites cover a range of topics from binary options and precious metals to foreign exchange (Forex) trades . They take pains …

CFTC Issues First Pump-and-Dump Virtual Currency Customer Protection Advisory

… the warning signs of fraud, covering such investments as precious metals, foreign currency commodity pools, binary options, …

2011-31355

… if used for other commodities such as energy and metals. Section 742 corrects this by extending the Farm … interpretation determining whether certain hypothetical precious metals transactions would be subject to regulation … Letter 85-2, Bank Activities Involving the Sale of Precious Metals (CFTC Office of General Counsel Aug. 6, …