Displaying results 91 - 100 of 360
Statement of Commissioner Kristin N. Johnson Regarding CFTC Settlement with First State Depository Company, LLC and Argent Asset Group LLC for Precious Metals Fraud
… scheme in connection with the purchase and sale of precious metals. [1]   The CFTC’s complaint alleged that the … was engaged in the business of buying, selling, and leasing precious metals. Following the filing of the complaint, the …
The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly
… Court for the Central District of California against a precious metals dealer and its owner for orchestrating a $68 million … approximately $68 million in investor funds to purchase precious metals and fraudulently overpriced silver coins. …
CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions
… and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions Washington, DC – The U.S. Commodity … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
CFTC Charges Nevada-Based My Global Leverage, LLC and Toney Blondo Eggleston with Engaging in Illegal, Off-Exchange Precious Metals Transactions with Retail Customers
… Blondo Eggleston with Engaging in Illegal, Off-Exchange Precious Metals Transactions with Retail Customers Washington, DC – … with engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, …
Federal Court Imposes $15.7 Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action
… Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action In … Firm with Misappropriation and Fraudulent Solicitation in a Precious Metals Scheme that Defrauded at Least 381 Customers …
CFTC Charges California Resident Hannes Tulving, Jr., through his company, The Tulving Company, Inc., with Misappropriation and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme
… and Fraudulent Solicitation in a $17.8 Million Precious Metals Scheme At Least 381 Customers Nationwide Allegedly … solicitation and misappropriation in connection with the precious metals markets. Neither Defendant has ever been …
CFTC Charges Florida-Based AmeriFirst Management LLC and Its Owners, John P. D’Onofrio, George E. Sarafianos, and Scott D. Piccininni, in Multi-Million Dollar Fraudulent Precious Metals Scheme
… and Scott D. Piccininni, in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC alleges that the Defendants engaged in … and deceived retail customers regarding financed precious metals transactions Washington, DC – The U.S. …
CFTC Orders Double Eagle Enterprises, LLC and Eric Arlt to Pay More than $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action
… $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action Order also Permanently Bars … illegally offering off-exchange financed transactions in precious metals with retail customers, and failure to …
CFTC Charges Florida Companies, Three Principals, With Nationwide Telemarketing Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities
… Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities …
FRAUDULENT PRECIOUS METALS DEALERS INDICTED AND ARRESTED IN COMMODITY SCHEME; CFTC Lends Assistance to the United States Attorney for the District of New Jersey in Criminal Action for Defrauding Investors
… 4758-03 … FRAUDULENT PRECIOUS METALS DEALERS INDICTED AND ARRESTED IN COMMODITY SCHEME; …