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Statement of CFTC Director of Enforcement James McDonald
… complaints, charging six individuals and one company, with spoofing and manipulation in the futures markets in … Deutsche Bank, which includes a fine of $30 million for spoofing and manipulation; a civil settlement with UBS, which includes a fine of $15 million for spoofing and attempted manipulation; and a civil settlement …
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CFTC Charges Traders at Major U.S. Bank with Manipulating the Precious Metals Futures Markets
… Jersey, and Gregg Smith , of New York, charging them with spoofing, engaging in a manipulative and deceptive scheme, … in connection with the CFTC Division of Enforcement’s Spoofing Task Force.  “These charges strike at the core of … the market, through an unlawful trade practice known as spoofing, to trick others into executing the defendants’ …
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Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Reaching Over $1 Billion in Civil Monetary Penalties Against Bank-Affiliated Entities for Employees’ Offline Communications
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
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Remarks of Chairman Tarbert at Awards Ceremony Recognizing the Department of Justice’s Fraud Section
… of the law is the thing of which we are the most proud. The spoofing area has, of course, been an area of particularly … to Avi Perry and his team in charging and trying numerous spoofing cases around the country.  And, particularly with respect to the most spoofing significant matters filed in the past few years, we …
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Remarks of Director of Enforcement James McDonald During CFTC-DOJ Press Conference Call
… morning, the CFTC announced the filing of manipulation and spoofing charges against three individuals who served as … and Gregg Smith are charged with manipulative conduct and spoofing in the precious metals futures markets in a … of Illinois, and Christian Trunz resolved charges of spoofing in an administrative settlement, in which he …
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CFTC Enters into Non-Prosecution Agreements with Former Citigroup Global Markets Inc. Traders Jeremy Lao, Daniel Liao, and Shlomo Salant
… he engaged in the unlawful disruptive trade practice of “spoofing” (bidding or offering with the intent to cancel the … agreements set forth how each trader employed a spoofing strategy that involved entering a large brief order … same or a correlated market. Lao, Liao, and Salant used the spoofing strategy to get their smaller orders filled (and …
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Remarks of Commissioner Rostin Behnam before Energy Risk USA, Houston, Texas
… program and some of the trends in the prosecution of spoofing cases and matters involving supervisory duties and … its new anti-disruptive trade practices authority—or anti-spoofing authority, as it is more commonly known, have gone … to monitor for and detect conduct and patterns typical of spoofing and other manipulative behaviors.   A Spoofing Task …
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CFTC Releases Annual Enforcement Results for Fiscal Year 2017
… Activity Includes Significant Anti-Manipulation and Spoofing Enforcement Actions, Integration of Market … included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC …
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Statement of Commissioner Kristin N. Johnson Regarding Effectively Calibrating CFTC Civil Money Penalties to Deter Repeated Compliance Failures
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
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Commissioner Goldsmith Romero to Deliver Remarks at the First Annual Symposium of the Futures & Derivatives Law Report
… for the Futures & Derivatives Law Report on the topic, From Spoofing to Bribery: Recent Trends and Developments in …
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