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Remarks of Chairman Timothy Massad before the Conference on the Evolving Structure of the U.S. Treasury Market
… is placed. Market integrity risk, due to the potential for spoofing or other forms of manipulation. The increased use … authority to prevent new forms of illegal behavior, such as spoofing. We have brought enforcement actions against those who engage in spoofing. And we will continue to be aggressive on this …
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CFTC Releases Annual Enforcement Results for Fiscal Year 2016
… significant and complex cases charging manipulation, spoofing, and unlawful use of customer funds, and won … Igor Oystacher and 3 Red Trading LLC, for allegedly spoofing and manipulation across five derivatives markets; • …
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Remarks of Chairman Timothy G. Massad before the Futures Industry Association Expo 2014
… just one example, Congress gave us new authority to attack “spoofing,” where a party enters a bid or offer with the … Last year, we brought a civil action against a firm for spoofing, one of the first such cases, and last month, the … for Illinois indicted an individual from that firm for spoofing, based on a referral from us. We are equally …
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Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
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Remarks of Chairman J. Christopher Giancarlo at Economic Club of Minnesota, Minneapolis, Minnesota
… Similarly, we have brought more manipulative conduct and spoofing cases than ever before.   From 2009 to 2016, the … manipulative conduct or disruptive trade practices like spoofing as particularly noteworthy.  Why is that the case? … was the announcement of the parallel actions involving spoofing and manipulative conduct we filed together with the …
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CFTC Posts Record-Breaking Enforcement Year
… resolution for violations relating to manipulation and spoofing; Filed an action in coordination with more state …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … brought a civil action against a firm and its principal for spoofing, one of the first such cases, and in October, the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
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CFTC Talks EP072: CFTC Jamie McDonald
… of cases his division brought against traders who utilize spoofing to manipulate market prices. Why joint prosecution …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… market participants use to distort the markets, such as "spoofing," where a party enters a bid or offer with the … but not to consummate a transaction. We used this new anti-spoofing provision to successfully prosecute Panther Energy for its spoofing practices in our energy markets. Going forward, …
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Statement by Commissioner Scott D. O’Malia to Opening Meeting to Discuss Swap Execution Facility Rules, Swap Block Rules, Made Available to Trade Determination and Disruptive Trade Guidance
… with respect to interpretation of disruptive trading and spoofing. In the ANPR, the Commission asked the industry to … for algorithmic or automated trading and what constitutes spoofing. Unfortunately, we failed to provide guidance in …
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