Displaying results 131 - 140 of 200
Written Testimony of Chairman J. Christopher Giancarlo before the U.S. Senate Agriculture, Nutrition, and Forestry Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
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The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
… . [10] Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets (May 12, 2023), …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… include: 1) manipulative conduct, false reporting, spoofing; 2) supervision, financial integrity, and business …
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Remarks of Chairman Timothy Massad before the CME Global Financial Leadership Conference
… efforts with respect to new forms of improper behavior like spoofing. Just last week our case against Navinder Sarao for spoofing was settled, and he pleaded guilty to criminal …
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External Meetings: Meeting at Jump Trading
… of May 6, the conversation concerned the definition of spoofing as a disruptive trade practice and transparency and …
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Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC
… things, that Tower engaged in a manipulative and deceptive spoofing scheme resulting in the largest civil resolution … of Tower’s actions, which involved unprecedented levels of spoofing, I am not comfortable advising the SEC that the …
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Testimony of Chairman Timothy G. Massad before the U.S. House Committee on Agriculture
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … this new authority against a firm and its principal for spoofing in 2013, one of the first such cases, and last … the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
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Futures Glossary
… with the intent to cancel before execution, also called spoofing. Distant or Deferred Months See Back Month . … in transactions at the close of any market session. Spoofing See Disruptive Trading Practice . Spot Market of …
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Registration Open for CFTC and Kansas State University Upcoming Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence and elevated volatility …
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CFTC Division of Enforcement Issues Report on FY 2018 Results
… task forces focused on four different substantive areas — spoofing and manipulative trading, virtual currency, insider …
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