Displaying results 141 - 150 of 200
CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures
... September 28, 2017 CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Connecticut-based Tillage Commodities, LLC (Tillage), a Commodity Pool Operator (CPO), for failure to…
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Remarks of Chairman Timothy Massad before the 2016 P.R.I.M.E. Finance Annual Conference
… interesting issues. New forms of bad behavior, such as spoofing, are complicated and constantly evolving. As I … requires sophisticated IT capabilities. In the case of spoofing and manipulation, however, it also involves a …
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Opening Statement Before the Technology Advisory Committee
… and negatively. Phrases like “quote stuffing” and “spoofing” are bantered about as ways that algorithmic …
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Supporting Statement of Commissioner Dan M. Berkovitz Regarding Sunoco Enforcement Action and Opposing “Bad Actor” Waiver
… the Commission’s enforcement against Sunoco LP for the spoofing of the crude oil, gasoline, and heating oil futures …
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CFTC and Kansas State University Announce 2018 Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence between cash and futures …
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Remarks of Chairman Timothy Massad before the Exchequer Club of Washington, D.C.
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes and … actions against those who engage in activities such as spoofing and other forms of manipulation. The proposal we …
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CFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the Commission’s first Chief Market Intelligence Officer
… for prosecution violations of law and regulation such as spoofing, manipulation and fraud. Before BPI, Mr. Busch was …
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Speech of Commissioner Kristin N. Johnson: Beyond Policing for Fraud: Post-Crisis Crypto-Corporate Governance Reforms
… included (1) manipulative conduct, false reporting, and spoofing; (2) supervision, financial integrity and business …
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Testimony of Chairman J. Christopher Giancarlo before the Senate Committee On Appropriations Subcommittee on Financial Services and General Government, Washington, D.C.
… numerous significant actions to root out manipulation and spoofing and to protect retail investors from fraud.   The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. As of this … in jail. In January 2018, the CFTC filed manipulation and spoofing cases against six individuals in coordination with …
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CFTC DMO Issues Rule Enforcement Reviews of the Chicago Board of Trade, Chicago Mercantile Exchange, Commodity Exchange, Inc. and New York Mercantile Exchange, Inc.
… and COMEX should continue to develop strategies to detect spoofing. • NYMEX and COMEX should reduce the time they take …
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